We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+12.45%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.07B
AUM Growth
+$168M
Cap. Flow
+$78.7M
Cap. Flow %
7.37%
Top 10 Hldgs %
50.27%
Holding
1,608
New
222
Increased
400
Reduced
272
Closed
81

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$28.6M
2
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.2M
3
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$21.7M
4
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.38M
5
SHY icon
iShares 1-3 Year Treasury Bond ETF
SHY
+$3.54M

Top Sells

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$10.2M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.82M
3
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.76M
4
SPLV icon
Invesco S&P 500 Low Volatility ETF
SPLV
+$4.52M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.9M

Sector Composition

Rank Sector Weight
1 Financials 6.19%
2 Technology 5.5%
3 Healthcare 3.32%
4 Energy 2.82%
5 Consumer Staples 2.23%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHK icon
1076
Mohawk Industries
MHK
$9.13B
$6K ﹤0.01%
51
+33
+183% +$4.3K
NCV
1077
Virtus Convertible & Income Fund
NCV
$390M
$6K ﹤0.01%
247
– –
PGJ icon
1078
Invesco Golden Dragon China ETF
PGJ
$98.5M
$6K ﹤0.01%
155
– –
PSCF icon
1079
Invesco S&P SmallCap Financials ETF
PSCF
$27.3M
$6K ﹤0.01%
132
– –
URE icon
1080
ProShares Ultra Real Estate
URE
$59.7M
$6K ﹤0.01%
82
– –
WH icon
1081
Wyndham Hotels & Resorts
WH
$5.43B
$6K ﹤0.01%
140
– –
WU icon
1082
Western Union
WU
$2.18B
$6K ﹤0.01%
338
+10
+3% +$180
YPF icon
1083
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.7B
$6K ﹤0.01%
443
– –
EQIN
1084
Columbia U.S. Equity Income ETF
EQIN
$312M
$6K ﹤0.01%
251
– –
LSXMA
1085
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$6K ﹤0.01%
220
-11
-5% -$314
FLOW
1086
DELISTED
SPX FLOW, Inc.
FLOW
$6K ﹤0.01%
208
– –
WAGE
1087
DELISTED
WageWorks, Inc.
WAGE
$6K ﹤0.01%
160
– –
AGI icon
1088
Alamos Gold
AGI
$13.9B
$5K ﹤0.01%
1,100
– –
AMD icon
1089
Advanced Micro Devices
AMD
$776B
$5K ﹤0.01%
+200
New +$4.54K
APA icon
1090
APA Corp
APA
$13.5B
$5K ﹤0.01%
151
– –
BXMX
1091
DELISTED
Nuveen S&P 500 Buy-Write Income Fund
BXMX
$5K ﹤0.01%
392
-2,000
-84% -$25.9K
CMC icon
1092
Commercial Metals
CMC
$8.22B
$5K ﹤0.01%
300
– –
COO icon
1093
Cooper Companies
COO
$14.5B
$5K ﹤0.01%
+72
New +$5.02K
DVN icon
1094
Devon Energy
DVN
$48.2B
$5K ﹤0.01%
187
-162
-46% -$4.53K
ENOV icon
1095
Enovis
ENOV
$1.5B
$5K ﹤0.01%
102
– –
EQNR icon
1096
Equinor
EQNR
$94.4B
$5K ﹤0.01%
246
– –
ETY icon
1097
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.32B
$5K ﹤0.01%
490
– –
EVH icon
1098
Evolent Health
EVH
$441M
$5K ﹤0.01%
451
– –
EXI icon
1099
iShares Global Industrials ETF
EXI
$1.48B
$5K ﹤0.01%
65
– –
HIG icon
1100
Hartford Financial Services
HIG
$38.9B
$5K ﹤0.01%
120
– –
42 43
44
45 46

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2019 Portfolio in Review

As of Q1 2019, Carroll Financial Associates held 1,608 positions worth $1.07B, up 19% from $899M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates deployed $78.7M of net new capital in Q1 2019, opening 222 new positions and adding to 400 existing holdings. Its largest new stake was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.

By sector, the portfolio is most concentrated in Financials at 6.2% of assets, down from 7.4% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares MSCI USA Min Vol Factor ETF, an estimated $10.2M trimmed.

  • Carroll Financial Associates's largest Q1 2019 buy was State Street SPDR Portfolio S&P 400 Mid Cap ETF: 680,160 shares worth $22.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q1 2019, an estimated $28.6M increase.
  • Carroll Financial Associates's biggest Q1 2019 reduction was iShares MSCI USA Min Vol Factor ETF, cutting an estimated $10.2M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q1 2019, selling an estimated $1.99M.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $1.07B portfolio in Q1 2019.
  • Carroll Financial Associates opened 222 new positions and closed 81 in Q1 2019.
  • Carroll Financial Associates's portfolio value rose 19% quarter-over-quarter to $1.07B.

Based on Carroll Financial Associates's 13F filing for Q1 2019, filed 17 Apr 2019.