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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JBHT icon
1076
JB Hunt Transport Services
JBHT
$25.2B
$5K ﹤0.01%
43
– –
LBTYA icon
1077
Liberty Global Class A
LBTYA
$3.6B
$5K ﹤0.01%
184
– –
M icon
1078
Macy's
M
$6.68B
$5K ﹤0.01%
159
+56
+54% +$2.08K
MD icon
1079
Pediatrix Medical
MD
$2.2B
$5K ﹤0.01%
127
– –
MIDU icon
1080
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.4M
$5K ﹤0.01%
100
– –
MTN icon
1081
Vail Resorts
MTN
$5.3B
$5K ﹤0.01%
21
+13
+163% +$3.74K
NEOG icon
1082
Neogen
NEOG
$2.5B
$5K ﹤0.01%
164
– –
OZK icon
1083
Bank OZK
OZK
$5.61B
$5K ﹤0.01%
152
– –
PFG icon
1084
Principal Financial Group
PFG
$24.3B
$5K ﹤0.01%
100
– –
PGJ icon
1085
Invesco Golden Dragon China ETF
PGJ
$98.7M
$5K ﹤0.01%
155
– –
PSCI icon
1086
Invesco S&P SmallCap Industrials ETF
PSCI
$196M
$5K ﹤0.01%
69
– –
PSCT icon
1087
Invesco S&P SmallCap Information Technology ETF
PSCT
$517M
$5K ﹤0.01%
192
– –
PSP icon
1088
Invesco Global Listed Private Equity ETF
PSP
$246M
$5K ﹤0.01%
82
+1
+1% +$62
PZZA icon
1089
Papa John's
PZZA
$806M
$5K ﹤0.01%
100
– –
RGA icon
1090
Reinsurance Group of America
RGA
$16.1B
$5K ﹤0.01%
37
+9
+32% +$1.27K
RWL icon
1091
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$5K ﹤0.01%
100
– –
RYN icon
1092
Rayonier
RYN
$6.55B
$5K ﹤0.01%
+192
New +$6.15K
SCHB icon
1093
Schwab US Broad Market ETF
SCHB
$44.9B
$5K ﹤0.01%
+432
New +$4.98K
SRE icon
1094
Sempra
SRE
$54.8B
$5K ﹤0.01%
96
-20
-17% -$1.16K
TLK icon
1095
Telkom Indonesia
TLK
$14.9B
$5K ﹤0.01%
209
– –
TLT icon
1096
iShares 20+ Year Treasury Bond ETF
TLT
$40.9B
$5K ﹤0.01%
43
– –
TRI icon
1097
Thomson Reuters
TRI
$44.1B
$5K ﹤0.01%
97
– –
TS icon
1098
Tenaris
TS
$26.8B
$5K ﹤0.01%
168
– –
URE icon
1099
ProShares Ultra Real Estate
URE
$59.7M
$5K ﹤0.01%
81
– –
VAC icon
1100
Marriott Vacations Worldwide
VAC
$4.25B
$5K ﹤0.01%
46
+1
+2% +$118
42 43
44
45 46

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.