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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NDAQ icon
1076
Nasdaq
NDAQ
$52.9B
$4K ﹤0.01%
+165
New +$4.46K
PINC
1077
DELISTED
Premier
PINC
$4K ﹤0.01%
141
– –
PLD icon
1078
Prologis
PLD
$133B
$4K ﹤0.01%
67
– –
PSP icon
1079
Invesco Global Listed Private Equity ETF
PSP
$246M
$4K ﹤0.01%
80
+2
+3% +$127
RGA icon
1080
Reinsurance Group of America
RGA
$16.1B
$4K ﹤0.01%
28
-17
-38% -$2.67K
RWL icon
1081
Invesco S&P 500 Revenue ETF
RWL
$9.9B
$4K ﹤0.01%
100
– –
SNSR icon
1082
Global X Internet of Things ETF
SNSR
$223M
$4K ﹤0.01%
+232
New +$4.75K
URE icon
1083
ProShares Ultra Real Estate
URE
$59.7M
$4K ﹤0.01%
80
– –
VOX icon
1084
Vanguard Communication Services ETF
VOX
$5.85B
$4K ﹤0.01%
53
– –
WBD icon
1085
Warner Bros
WBD
$67.1B
$4K ﹤0.01%
219
– –
WTM icon
1086
White Mountains Insurance
WTM
$5.13B
$4K ﹤0.01%
6
– –
BKI
1087
DELISTED
Black Knight, Inc. Common Stock
BKI
$4K ﹤0.01%
86
+19
+28% +$922
MBII
1088
DELISTED
Marrone Bio Innovations, Inc.
MBII
$4K ﹤0.01%
+2,000
New +$2.68K
DISCK
1089
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$4K ﹤0.01%
238
+61
+34% +$1.37K
SINA
1090
DELISTED
Sina Corp
SINA
$4K ﹤0.01%
46
– –
WPX
1091
DELISTED
WPX Energy, Inc.
WPX
$4K ﹤0.01%
333
– –
WP
1092
DELISTED
Worldpay, Inc.
WP
$4K ﹤0.01%
50
– –
GM.WS.B
1093
DELISTED
General Motors Company
GM.WS.B
$4K ﹤0.01%
234
-326
-58% -$7.5K
ESV
1094
DELISTED
Ensco Rowan plc
ESV
$4K ﹤0.01%
240
– –
ATVI
1095
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
70
– –
XLKS
1096
DELISTED
POWERSHARES S&P SMALLCAP INFORMATION TECHNOLOGY PORTFOLIO
XLKS
$4K ﹤0.01%
64
-57
-47% -$3.56K
XLIS
1097
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$4K ﹤0.01%
69
– –
ACWV icon
1098
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$3K ﹤0.01%
37
– –
AGZ icon
1099
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
30
– –
AMCX icon
1100
AMC Global Media
AMCX
$489M
$3K ﹤0.01%
75
– –
42 43
44
45 46

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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.