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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+79.91%
5 Year Est. Return
+101.11%
10 Year Est. Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$25.7M
Cap. Flow %
3.1%
Top 10 Hldgs %
45.51%
Holding
1,313
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.67M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.63M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.12M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.73M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.51M

Top Sells

Rank Stock Value
1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.71M
2
RWO icon
State Street SPDR Dow Jones Global Real Estate ETF
RWO
+$1.05M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$845K
5
TREE icon
LendingTree
TREE
+$677K

Sector Composition

Rank Sector Weight
1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WP
1076
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
50
– –
USG
1077
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
CAB
1078
DELISTED
Cabela's Inc
CAB
$3K ﹤0.01%
51
-300
-85% -$16.6K
CEO
1079
DELISTED
CNOOC Limited
CEO
$3K ﹤0.01%
31
-7
-18% -$804
FTR
1080
DELISTED
Frontier Communications Corp.
FTR
$3K ﹤0.01%
200
-1
-0.5% -$23
GG
1081
DELISTED
Goldcorp Inc
GG
$3K ﹤0.01%
300
– –
ACWV icon
1082
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.34B
$2K ﹤0.01%
37
– –
APA icon
1083
APA Corp
APA
$12.7B
$2K ﹤0.01%
53
-430
-89% -$21.2K
APTV icon
1084
Aptiv
APTV
$10B
$2K ﹤0.01%
25
– –
CE icon
1085
Celanese
CE
$4.9B
$2K ﹤0.01%
30
– –
CNDT icon
1086
Conduent
CNDT
$271M
$2K ﹤0.01%
171
– –
CNQ icon
1087
Canadian Natural Resources
CNQ
$96.3B
$2K ﹤0.01%
208
– –
DNOW icon
1088
DNOW Inc
DNOW
$2.63B
$2K ﹤0.01%
148
-13
-8% -$221
FEX icon
1089
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
FLOT icon
1090
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2K ﹤0.01%
45
– –
GRNB icon
1091
VanEck Green Bond ETF
GRNB
$185M
$2K ﹤0.01%
+78
New +$2K
IWN icon
1092
iShares Russell 2000 Value ETF
IWN
$14.7B
$2K ﹤0.01%
25
– –
JEF icon
1093
Jefferies Financial Group
JEF
$12.9B
$2K ﹤0.01%
113
-23
-17% -$524
CPTL
1094
Global X Funds Global X Morningstar Capital Allocation Leaders ETF
CPTL
$119M
$2K ﹤0.01%
+117
New +$2.01K
LEO
1095
BNY Mellon Strategic Municipals
LEO
$385M
$2K ﹤0.01%
250
– –
CALY
1096
Callaway Golf Company
CALY
$3.52B
$2K ﹤0.01%
195
– –
MVV icon
1097
ProShares Ultra MidCap400
MVV
$161M
$2K ﹤0.01%
72
– –
NOK icon
1098
Nokia
NOK
$55.6B
$2K ﹤0.01%
445
– –
PJT icon
1099
PJT Partners
PJT
$4.42B
$2K ﹤0.01%
58
– –
SFST icon
1100
Southern First Bancshares
SFST
$612M
$2K ﹤0.01%
73
– –
42 43
44
45 46

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2017 Portfolio in Review

As of Q2 2017, Carroll Financial Associates held 1,313 positions worth $827M, up 5.4% from $785M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $25.7M of net new capital in Q2 2017, opening 57 new positions and adding to 248 existing holdings. Its largest new stake was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.

By sector, the portfolio is most concentrated in Financials at 8.9% of assets, down from 9.1% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was Global X MLP & Energy Infrastructure ETF, an estimated $4.71M trimmed.

  • Carroll Financial Associates's largest Q2 2017 buy was VelocityShares VIX Short Volatility Hedged ETN: 69,554 shares worth $3.85M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q2 2017, an estimated $4.67M increase.
  • Carroll Financial Associates's biggest Q2 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.71M.
  • Carroll Financial Associates fully exited BNC Bancorp in Q2 2017, selling an estimated $956K.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $827M portfolio in Q2 2017.
  • Carroll Financial Associates opened 57 new positions and closed 49 in Q2 2017.
  • Carroll Financial Associates's portfolio value rose 5.4% quarter-over-quarter to $827M.

Based on Carroll Financial Associates's 13F filing for Q2 2017, filed 25 Jul 2017.