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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BDCL
1076
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$3K ﹤0.01%
175
– –
DPLO
1077
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$3K ﹤0.01%
224
-25
-10% -$361
WP
1078
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
50
– –
USG
1079
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
NVDQ
1080
DELISTED
Novadaq Technologies Inc.
NVDQ
$3K ﹤0.01%
406
– –
TSS
1081
DELISTED
Total System Services, Inc.
TSS
$3K ﹤0.01%
59
– –
ACWV icon
1082
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$2K ﹤0.01%
37
– –
APTV icon
1083
Aptiv
APTV
$10B
$2K ﹤0.01%
25
– –
AXTA icon
1084
Axalta
AXTA
$8.24B
$2K ﹤0.01%
72
– –
CAR icon
1085
Avis
CAR
$4.96B
$2K ﹤0.01%
70
– –
CE icon
1086
Celanese
CE
$4.78B
$2K ﹤0.01%
30
– –
CNDT icon
1087
Conduent
CNDT
$275M
$2K ﹤0.01%
+171
New +$2.6K
DNOW icon
1088
DNOW Inc
DNOW
$2.91B
$2K ﹤0.01%
161
– –
EWL icon
1089
iShares MSCI Switzerland ETF
EWL
$2.24B
$2K ﹤0.01%
+64
New +$1.99K
FEX icon
1090
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.6B
$2K ﹤0.01%
56
– –
FLOT icon
1091
iShares Floating Rate Bond ETF
FLOT
$10.3B
$2K ﹤0.01%
45
-166
-79% -$8.43K
IWN icon
1092
iShares Russell 2000 Value ETF
IWN
$14.5B
$2K ﹤0.01%
25
– –
LEO
1093
BNY Mellon Strategic Municipals
LEO
$387M
$2K ﹤0.01%
250
– –
MDXG icon
1094
MiMedx Group
MDXG
$618M
$2K ﹤0.01%
300
– –
CALY
1095
Callaway Golf Company
CALY
$3.19B
$2K ﹤0.01%
+195
New +$2.13K
MOS icon
1096
The Mosaic Company
MOS
$7.31B
$2K ﹤0.01%
72
-470
-87% -$14.5K
MVV icon
1097
ProShares Ultra MidCap400
MVV
$161M
$2K ﹤0.01%
72
– –
NOK icon
1098
Nokia
NOK
$52.4B
$2K ﹤0.01%
445
– –
PJT icon
1099
PJT Partners
PJT
$4.47B
$2K ﹤0.01%
58
-30
-34% -$1.04K
PJP icon
1100
Invesco Pharmaceuticals ETF
PJP
$478M
$2K ﹤0.01%
50
– –
42 43
44
45 46

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.