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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAGG
1076
DELISTED
Invesco Global Agriculture ETF
PAGG
$2K ﹤0.01%
100
– –
WWAV
1077
DELISTED
The WhiteWave Foods Company
WWAV
$2K ﹤0.01%
44
– –
ACLS icon
1078
Axcelis
ACLS
$4.33B
$1K ﹤0.01%
85
– –
ALLE icon
1079
Allegion
ALLE
$14.4B
$1K ﹤0.01%
23
– –
AOA icon
1080
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1K ﹤0.01%
30
– –
APTV icon
1081
Aptiv
APTV
$10.3B
$1K ﹤0.01%
25
– –
AXTA icon
1082
Axalta
AXTA
$8.17B
$1K ﹤0.01%
72
– –
BATRK icon
1083
Atlanta Braves Holdings Series B
BATRK
$3.21B
$1K ﹤0.01%
52
– –
BBWI icon
1084
Bath & Body Works
BBWI
$4.1B
$1K ﹤0.01%
26
– –
BF.B icon
1085
Brown-Forman Class B
BF.B
$13.1B
$1K ﹤0.01%
+58
New +$1.7K
BWXT icon
1086
BWX Technologies
BWXT
$15.6B
$1K ﹤0.01%
32
– –
FLO icon
1087
Flowers Foods
FLO
$1.57B
$1K ﹤0.01%
95
– –
HAIN icon
1088
Hain Celestial
HAIN
$53.7M
$1K ﹤0.01%
+26
New +$974
HYT icon
1089
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IART icon
1090
Integra LifeSciences
IART
$1.34B
$1K ﹤0.01%
28
– –
IHF icon
1091
iShares US Healthcare Providers ETF
IHF
$1.27B
$1K ﹤0.01%
55
– –
IPG
1092
DELISTED
Interpublic Group of Companies
IPG
$1K ﹤0.01%
71
– –
LILAK icon
1093
Liberty Latin America Class C
LILAK
$1.64B
$1K ﹤0.01%
64
-18
-22% -$361
MSCI icon
1094
MSCI
MSCI
$40.9B
$1K ﹤0.01%
16
-13
-45% -$1.05K
NMFC icon
1095
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NSA
1096
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1097
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
PBF icon
1098
PBF Energy
PBF
$7.31B
$1K ﹤0.01%
+58
New +$1.42K
PIO icon
1099
Invesco Global Water ETF
PIO
$283M
$1K ﹤0.01%
+58
New +$1.22K
PWV icon
1100
Invesco Large Cap Value ETF
PWV
$1.72B
$1K ﹤0.01%
46
– –
42 43
44
45 46

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.