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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HYT icon
1076
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
– –
IHF icon
1077
iShares US Healthcare Providers ETF
IHF
$1.27B
$1K ﹤0.01%
+55
New +$1.28K
MVV icon
1078
ProShares Ultra MidCap400
MVV
$163M
$1K ﹤0.01%
72
– –
NMFC icon
1079
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NSA
1080
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
75
– –
NTGR icon
1081
NETGEAR
NTGR
$635M
$1K ﹤0.01%
25
– –
PBI icon
1082
Pitney Bowes
PBI
$2.39B
$1K ﹤0.01%
83
– –
PBR.A icon
1083
Petrobras Class A
PBR.A
$103B
$1K ﹤0.01%
330
– –
PFN
1084
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PWV icon
1085
Invesco Large Cap Value ETF
PWV
$1.76B
$1K ﹤0.01%
46
-608
-93% -$17.2K
RHI icon
1086
Robert Half
RHI
$4.37B
$1K ﹤0.01%
25
-24
-49% -$1K
RPM icon
1087
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
RRC icon
1088
Range Resources
RRC
$8.95B
$1K ﹤0.01%
+50
New +$1.39K
ECHO
1089
EchoStar
ECHO
$26.2B
$1K ﹤0.01%
54
– –
SFM icon
1090
Sprouts Farmers Market
SFM
$8.01B
$1K ﹤0.01%
+63
New +$1.63K
SFST icon
1091
Southern First Bancshares
SFST
$600M
$1K ﹤0.01%
73
– –
TRGP icon
1092
Targa Resources
TRGP
$55.1B
$1K ﹤0.01%
+42
New +$1K
WPRT
1093
Westport Fuel Systems
WPRT
$35.7M
$1K ﹤0.01%
+55
New +$1.16K
FLG
1094
Flagstar Bank National Association
FLG
$5.82B
$1K ﹤0.01%
26
– –
IMGN
1095
DELISTED
Immunogen Inc
IMGN
$1K ﹤0.01%
209
– –
RPT
1096
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
VMW
1097
DELISTED
VMware, Inc
VMW
$1K ﹤0.01%
35
– –
STON
1098
DELISTED
StoneMor Inc.
STON
$1K ﹤0.01%
+50
New +$1.32K
MNDT
1099
DELISTED
Mandiant, Inc. Common Stock
MNDT
$1K ﹤0.01%
74
-89
-55% -$1.45K
CHK
1100
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
1
– –
42 43
44
45 46

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.