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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRNT icon
1076
Ceragon Networks
CRNT
$201M
$0 ﹤0.01%
25
– –
CWI icon
1077
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$0 ﹤0.01%
29
– –
DGRE icon
1078
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
$146M
$0 ﹤0.01%
45
-40,615
-100% -$861K
DJP icon
1079
iPath Bloomberg Commodity Index Total Return ETN due 12 June 2036
DJP
$794M
– –
-416
Closed -$12K
DLB icon
1080
Dolby
DLB
$5.79B
– –
-49
Closed -$2K
DNOW icon
1081
DNOW Inc
DNOW
$2.99B
$0 ﹤0.01%
28
-82
-75% -$1.43K
DOL icon
1082
WisdomTree True Developed International Fund
DOL
$845M
– –
-170
Closed -$8K
EA
1083
DELISTED
Electronic Arts
EA
– –
-135
Closed -$9K
EDC icon
1084
Direxion Daily MSCI Emerging Markets Bull 3X ETF
EDC
$161M
– –
-77
Closed -$7K
EES icon
1085
WisdomTree US SmallCap Earnings Fund
EES
$731M
– –
-708
Closed -$20K
EG icon
1086
Everest Group
EG
$14.4B
– –
-23
Closed -$4K
ELP
1087
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
– –
-30
Closed –
EOI
1088
Eaton Vance Enhanced Equity Income Fund
EOI
$826M
$0 ﹤0.01%
9
– –
ERIC icon
1089
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
25
– –
EWBC icon
1090
East-West Bancorp
EWBC
$18B
$0 ﹤0.01%
4
– –
EWP icon
1091
iShares MSCI Spain ETF
EWP
$2.21B
– –
-156
Closed -$5K
EWY icon
1092
iShares MSCI South Korea ETF
EWY
$25.7B
– –
-229
Closed -$13K
FCEL icon
1093
FuelCell Energy
FCEL
$1.63B
– –
0
– –
FISV
1094
Fiserv Inc
FISV
$27.9B
– –
-136
Closed -$6K
FLR icon
1095
Fluor
FLR
$7.96B
– –
-137
Closed -$7K
FNV icon
1096
Franco-Nevada
FNV
$46B
– –
-106
Closed -$5K
GME icon
1097
GameStop
GME
$8.6B
– –
-28
Closed –
GNRC icon
1098
Generac Holdings
GNRC
$12.5B
– –
-500
Closed -$20K
B
1099
Barrick Mining
B
$73.2B
$0 ﹤0.01%
15
-111
-88% -$835
HAS icon
1100
Hasbro
HAS
$13.2B
– –
-61
Closed -$4.71K
42 43
44
45 46

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.