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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.6%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$447M
AUM Growth
+$219M
Cap. Flow
+$230M
Cap. Flow %
51.49%
Top 10 Hldgs %
41.51%
Holding
1,188
New
323
Increased
457
Reduced
64
Closed
57

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$29.9M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$16.8M
3
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$14.5M
4
XOM icon
ExxonMobil
XOM
+$8.64M
5
AAPL icon
Apple
AAPL
+$6.62M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$1.75M
2
FDX icon
FedEx
FDX
+$770K
3
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$336K
4
CDK
CDK Global, Inc.
CDK
+$164K
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$121K

Sector Composition

Rank Sector Weight
1 Financials 11.87%
2 Technology 7.78%
3 Energy 6.14%
4 Healthcare 5.21%
5 Consumer Staples 4.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DRI icon
1076
Darden Restaurants
DRI
$24.5B
– –
-112
Closed -$6.63K
ELP
1077
DELISTED
Companhia Paranaense de Energia (COPEL)
ELP
$0 ﹤0.01%
30
– –
ENB icon
1078
Enbridge
ENB
$113B
– –
-33
Closed -$2K
EOI
1079
Eaton Vance Enhanced Equity Income Fund
EOI
$825M
$0 ﹤0.01%
+9
New +$123
EPAM icon
1080
EPAM Systems
EPAM
$5.05B
– –
-52
Closed -$3K
EQNR icon
1081
Equinor
EQNR
$93.5B
– –
-1,500
Closed -$26K
ERIC icon
1082
Ericsson
ERIC
$33.3B
$0 ﹤0.01%
25
– –
EWBC icon
1083
East-West Bancorp
EWBC
$18.1B
$0 ﹤0.01%
4
– –
FCEL icon
1084
FuelCell Energy
FCEL
$1.58B
– –
0
– –
GME icon
1085
GameStop
GME
$8.58B
$0 ﹤0.01%
+28
New +$288
HAIN icon
1086
Hain Celestial
HAIN
$56.7M
– –
-58
Closed -$4K
HL icon
1087
Hecla Mining
HL
$11.1B
– –
-509
Closed -$1.57K
IEMG icon
1088
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
– –
-135
Closed -$7K
INDA icon
1089
iShares MSCI India ETF
INDA
$6.63B
– –
-100
Closed -$3K
IQV icon
1090
IQVIA
IQV
$38.7B
– –
-150
Closed -$10K
KBE icon
1091
State Street SPDR S&P Bank ETF
KBE
$1.66B
– –
-422
Closed -$14K
KN icon
1092
Knowles
KN
$3.34B
$0 ﹤0.01%
21
– –
KSS icon
1093
Kohl's
KSS
$2.15B
– –
-90
Closed -$7K
MDY icon
1094
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
– –
-33
Closed -$9K
MLR icon
1095
Miller Industries
MLR
$613M
$0 ﹤0.01%
+20
New +$439
MOS icon
1096
The Mosaic Company
MOS
$7.38B
$0 ﹤0.01%
6
-98
-94% -$4.45K
MT icon
1097
ArcelorMittal
MT
$54.8B
$0 ﹤0.01%
3
– –
MUR icon
1098
Murphy Oil
MUR
$4.89B
$0 ﹤0.01%
2
– –
NKX icon
1099
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$657M
– –
-51
Closed -$1K
NRG icon
1100
NRG Energy
NRG
$25.6B
$0 ﹤0.01%
10
+2
+25% +$50
42 43
44
45 46

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q2 2015 Portfolio in Review

As of Q2 2015, Carroll Financial Associates held 1,188 positions worth $447M, up 96% from $228M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $230M of net new capital in Q2 2015, opening 323 new positions and adding to 457 existing holdings. Its largest new stake was Hormel Foods: 58,928 shares worth $1.66M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 8% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares MSCI USA Momentum Factor ETF, an estimated $1.75M trimmed.

  • Carroll Financial Associates's largest Q2 2015 buy was Hormel Foods: 58,928 shares worth $1.66M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q2 2015, an estimated $29.9M increase.
  • Carroll Financial Associates's biggest Q2 2015 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $1.75M.
  • Carroll Financial Associates fully exited Barings BDC in Q2 2015, selling an estimated $48K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $447M portfolio in Q2 2015.
  • Carroll Financial Associates opened 323 new positions and closed 57 in Q2 2015.
  • Carroll Financial Associates's portfolio value rose 96% quarter-over-quarter to $447M.

Based on Carroll Financial Associates's 13F filing for Q2 2015, filed 3 Aug 2015.