We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
URE icon
1051
ProShares Ultra Real Estate
URE
$57.2M
$19K ﹤0.01%
277
+1
+0.4% +$65
WK icon
1052
Workiva
WK
$3.76B
$19K ﹤0.01%
223
– –
XOP icon
1053
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.67B
$19K ﹤0.01%
239
– –
APO icon
1054
Apollo Global Management
APO
$80.8B
$18K ﹤0.01%
400
– –
CGNX icon
1055
Cognex
CGNX
$10.6B
$18K ﹤0.01%
222
– –
ESGR
1056
DELISTED
Enstar Group
ESGR
$18K ﹤0.01%
73
– –
ETV
1057
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
$18K ﹤0.01%
1,175
– –
FE icon
1058
FirstEnergy
FE
$27.1B
$18K ﹤0.01%
544
– –
JEF icon
1059
Jefferies Financial Group
JEF
$12.7B
$18K ﹤0.01%
659
– –
MSM icon
1060
MSC Industrial Direct
MSM
$6.7B
$18K ﹤0.01%
200
– –
SRVR icon
1061
Pacer Data & Infrastructure Real Estate ETF
SRVR
$380M
$18K ﹤0.01%
504
+4
+0.8% +$142
STX icon
1062
Seagate
STX
$186B
$18K ﹤0.01%
238
-35
-13% -$2.44K
USFD icon
1063
US Foods
USFD
$24.3B
$18K ﹤0.01%
482
-1,313
-73% -$47.5K
VGK icon
1064
Vanguard FTSE Europe ETF
VGK
$31B
$18K ﹤0.01%
300
– –
WAB icon
1065
Wabtec
WAB
$50.3B
$18K ﹤0.01%
232
+13
+6% +$1.01K
X
1066
DELISTED
US Steel
X
$18K ﹤0.01%
688
+543
+374% +$10.7K
GAP
1067
The Gap Inc
GAP
$7.55B
$18K ﹤0.01%
635
– –
BSCM
1068
DELISTED
Invesco BulletShares 2022 Corporate Bond ETF
BSCM
$18K ﹤0.01%
862
– –
A icon
1069
Agilent Technologies
A
$42.2B
$17K ﹤0.01%
138
+25
+22% +$3.09K
AMN icon
1070
AMN Healthcare
AMN
$1.28B
$17K ﹤0.01%
232
– –
DXJ icon
1071
WisdomTree Japan Hedged Equity Fund
DXJ
$7.43B
$17K ﹤0.01%
284
– –
EAT icon
1072
Brinker International
EAT
$9.49B
$17K ﹤0.01%
252
– –
EWL icon
1073
iShares MSCI Switzerland ETF
EWL
$2.23B
$17K ﹤0.01%
395
– –
HAS icon
1074
Hasbro
HAS
$13.7B
$17K ﹤0.01%
177
-6
-3% -$570
MOAT icon
1075
VanEck Morningstar Wide Moat ETF
MOAT
$12.4B
$17K ﹤0.01%
245
– –
41 42
43
44 45

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.