We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+19.87%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.2B
AUM Growth
+$180M
Cap. Flow
-$4.09M
Cap. Flow %
-0.34%
Top 10 Hldgs %
48.08%
Holding
1,797
New
140
Increased
384
Reduced
372
Closed
94

Top Buys

Rank Stock Value
1
NJAN icon
Innovator Growth-100 Power Buffer ETF January
NJAN
+$5.85M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$5.83M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$5.06M
4
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.83M
5
VIG icon
Vanguard Dividend Appreciation ETF
VIG
+$2.09M

Top Sells

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$7.55M
2
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.53M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$5.27M
4
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$4.6M
5
IEF icon
iShares 7-10 Year Treasury Bond ETF
IEF
+$4.24M

Sector Composition

Rank Sector Weight
1 Technology 7.73%
2 Financials 5.31%
3 Healthcare 3.06%
4 Consumer Discretionary 2.27%
5 Consumer Staples 2.17%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CSQ icon
1051
Calamos Strategic Total Return Fund
CSQ
$3.35B
$9K ﹤0.01%
733
– –
ESS icon
1052
Essex Property Trust
ESS
$18.2B
$9K ﹤0.01%
41
– –
EWC icon
1053
iShares MSCI Canada ETF
EWC
$6.49B
$9K ﹤0.01%
354
– –
HEZU icon
1054
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$587M
$9K ﹤0.01%
345
– –
HPQ icon
1055
HP
HPQ
$26.5B
$9K ﹤0.01%
560
– –
HYD icon
1056
VanEck High Yield Muni ETF
HYD
$4.4B
$9K ﹤0.01%
165
– –
HYMB icon
1057
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$9K ﹤0.01%
350
– –
IFF icon
1058
International Flavors & Fragrances
IFF
$21.8B
$9K ﹤0.01%
76
– –
ILCV icon
1059
iShares Morningstar Value ETF
ILCV
$1.35B
$9K ﹤0.01%
198
– –
MGEE icon
1060
MGE Energy Inc
MGEE
$3.07B
$9K ﹤0.01%
150
– –
NCLH icon
1061
Norwegian Cruise Line
NCLH
$8.55B
$9K ﹤0.01%
580
– –
NEA icon
1062
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.4B
$9K ﹤0.01%
710
– –
SEE
1063
DELISTED
Sealed Air
SEE
$9K ﹤0.01%
275
– –
TSCO icon
1064
Tractor Supply
TSCO
$18.5B
$9K ﹤0.01%
365
– –
SWN
1065
DELISTED
Southwestern Energy Company
SWN
$9K ﹤0.01%
3,645
– –
LSXMA
1066
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$9K ﹤0.01%
369
+149
+68% +$3.65K
A icon
1067
Agilent Technologies
A
$42.3B
$8K ﹤0.01%
101
– –
ACGL icon
1068
Arch Capital
ACGL
$33.6B
$8K ﹤0.01%
283
+30
+12% +$829
AMX icon
1069
America Movil
AMX
$70.3B
$8K ﹤0.01%
660
-2,600
-80% -$32.5K
ANF icon
1070
Abercrombie & Fitch
ANF
$5.25B
$8K ﹤0.01%
800
– –
CVSA
1071
Covista Inc
CVSA
$4.32B
$8K ﹤0.01%
275
– –
AZTA icon
1072
Azenta
AZTA
$1.51B
$8K ﹤0.01%
+192
New +$7.34K
CLB icon
1073
Core Laboratories
CLB
$569M
$8K ﹤0.01%
404
-100
-20% -$1.79K
DGICA icon
1074
Donegal Group Class A
DGICA
$698M
$8K ﹤0.01%
612
-3,626
-86% -$51.7K
DLB icon
1075
Dolby
DLB
$5.77B
$8K ﹤0.01%
124
-816
-87% -$48.9K
41 42
43
44 45

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q2 2020 Portfolio in Review

As of Q2 2020, Carroll Financial Associates held 1,797 positions worth $1.2B, up 18% from $1.02B the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Carroll Financial Associates's Q2 2020 filing shows 140 new, 384 increased, 372 reduced and 94 closed positions. Its largest new stake was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M. The largest sale was Invesco FTSE RAFI US 1000 ETF, an estimated $7.55M.

By sector, the portfolio is most concentrated in Technology at 7.7% of assets, up from 6.9% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q2 2020 buy was Innovator Growth-100 Power Buffer ETF January: 165,788 shares worth $6.04M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q2 2020, an estimated $5.83M increase.
  • Carroll Financial Associates's biggest Q2 2020 reduction was Invesco FTSE RAFI US 1000 ETF, cutting an estimated $7.55M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF April in Q2 2020, selling an estimated $6.53M.
  • Carroll Financial Associates's ten largest holdings make up 48% of its $1.2B portfolio in Q2 2020.
  • Carroll Financial Associates opened 140 new positions and closed 94 in Q2 2020.
  • Carroll Financial Associates's portfolio value rose 18% quarter-over-quarter to $1.2B.

Based on Carroll Financial Associates's 13F filing for Q2 2020, filed 9 Jul 2020.