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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WDC icon
1051
Western Digital
WDC
$168B
$7K ﹤0.01%
250
– –
XLG icon
1052
Invesco S&P 500 Top 50 ETF
XLG
$11B
$7K ﹤0.01%
360
– –
CIZ
1053
DELISTED
VictoryShares Developed Enhanced Volatility Wtd ETF
CIZ
$7K ﹤0.01%
279
– –
MYF
1054
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$7K ﹤0.01%
600
– –
CEO
1055
DELISTED
CNOOC Limited
CEO
$7K ﹤0.01%
76
– –
AZPN
1056
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$7K ﹤0.01%
76
– –
ABCB icon
1057
Ameris Bancorp
ABCB
$6B
$6K ﹤0.01%
271
– –
AM icon
1058
Antero Midstream
AM
$10.5B
$6K ﹤0.01%
+2,926
New +$14K
BBN icon
1059
BlackRock Taxable Municipal Bond Trust
BBN
$987M
$6K ﹤0.01%
300
– –
BKD icon
1060
Brookdale Senior Living
BKD
$3B
$6K ﹤0.01%
2,167
– –
BR icon
1061
Broadridge
BR
$19.6B
$6K ﹤0.01%
71
– –
CHH icon
1062
Choice Hotels
CHH
$4.71B
$6K ﹤0.01%
100
– –
CXW icon
1063
CoreCivic
CXW
$3.13B
$6K ﹤0.01%
616
-1,123
-65% -$16.8K
EQH icon
1064
Equitable Holdings
EQH
$14.4B
$6K ﹤0.01%
430
– –
FEX icon
1065
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.63B
$6K ﹤0.01%
130
– –
FFIN icon
1066
First Financial Bankshares
FFIN
$5.04B
$6K ﹤0.01%
246
– –
FWONK icon
1067
Liberty Media Series C
FWONK
$26B
$6K ﹤0.01%
236
– –
IBN icon
1068
ICICI Bank
IBN
$106B
$6K ﹤0.01%
800
– –
INSP icon
1069
Inspire Medical Systems
INSP
$1.68B
$6K ﹤0.01%
100
– –
ISRG icon
1070
Intuitive Surgical
ISRG
$142B
$6K ﹤0.01%
39
-90
-70% -$16.5K
IYY icon
1071
iShares Dow Jones US ETF
IYY
$3.09B
$6K ﹤0.01%
108
– –
KB icon
1072
KB Financial Group
KB
$41.7B
$6K ﹤0.01%
227
– –
KRNT icon
1073
Kornit Digital
KRNT
$827M
$6K ﹤0.01%
+248
New +$9.29K
LDOS icon
1074
Leidos
LDOS
$17.9B
$6K ﹤0.01%
68
+43
+172% +$4.34K
LITE icon
1075
Lumentum
LITE
$78B
$6K ﹤0.01%
87
-632
-88% -$49.7K
41 42
43
44 45

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6M
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CCT
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RM
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.