We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQH icon
1051
Equitable Holdings
EQH
$14.4B
$10K ﹤0.01%
430
+84
+24% +$1.95K
EWC icon
1052
iShares MSCI Canada ETF
EWC
$6.48B
$10K ﹤0.01%
354
– –
EXG icon
1053
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.07B
$10K ﹤0.01%
1,150
– –
EXPO icon
1054
Exponent
EXPO
$3.25B
$10K ﹤0.01%
149
+89
+148% +$5.88K
FWONK icon
1055
Liberty Media Series C
FWONK
$25.7B
$10K ﹤0.01%
236
– –
GSHD icon
1056
Goosehead Insurance
GSHD
$2.3B
$10K ﹤0.01%
240
– –
HEZU icon
1057
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$585M
$10K ﹤0.01%
345
– –
HPE icon
1058
Hewlett Packard
HPE
$73B
$10K ﹤0.01%
685
– –
HYD icon
1059
VanEck High Yield Muni ETF
HYD
$4.4B
$10K ﹤0.01%
+165
New +$10.6K
HYMB icon
1060
State Street SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$3.36B
$10K ﹤0.01%
+350
New +$10.3K
IRBT
1061
DELISTED
iRobot
IRBT
$10K ﹤0.01%
+202
New +$10.1K
LADR
1062
Ladder Capital
LADR
$1.22B
$10K ﹤0.01%
588
– –
MCO icon
1063
Moody's
MCO
$83B
$10K ﹤0.01%
43
-3
-7% -$667
MLN icon
1064
VanEck Long Muni ETF
MLN
$682M
$10K ﹤0.01%
+500
New +$10.5K
NEA icon
1065
Nuveen AMT-Free Quality Municipal Income Fund
NEA
$3.41B
$10K ﹤0.01%
+710
New +$10.1K
NNN icon
1066
NNN REIT
NNN
$8.83B
$10K ﹤0.01%
202
+183
+963% +$10.2K
NTLA icon
1067
Intellia Therapeutics
NTLA
$1.69B
$10K ﹤0.01%
744
– –
PZA icon
1068
Invesco National AMT-Free Municipal Bond ETF
PZA
$4.26B
$10K ﹤0.01%
+400
New +$10.6K
SCHP icon
1069
Schwab US TIPS ETF
SCHP
$16.2B
$10K ﹤0.01%
386
– –
SEE
1070
DELISTED
Sealed Air
SEE
$10K ﹤0.01%
275
– –
SMG icon
1071
ScottsMiracle-Gro
SMG
$3.57B
$10K ﹤0.01%
98
– –
SPXC icon
1072
SPX Corp
SPXC
$10.7B
$10K ﹤0.01%
200
– –
WSO icon
1073
Watsco Inc
WSO
$13.4B
$10K ﹤0.01%
61
-31
-34% -$5.45K
ZION icon
1074
Zions Bancorporation
ZION
$10.3B
$10K ﹤0.01%
200
– –
NBIS
1075
Nebius Group N.V.
NBIS
$47.4B
$10K ﹤0.01%
241
+32
+15% +$1.19K
41 42
43
44 45

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.