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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+1.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.14B
AUM Growth
-$3.41M
Cap. Flow
-$15.4M
Cap. Flow %
-1.35%
Top 10 Hldgs %
49.23%
Holding
1,848
New
95
Increased
278
Reduced
448
Closed
159

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$10.7M
2
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.7M
3
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$3.4M
4
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$3.08M
5
FOCS
Focus Financial Partners Inc. Class A
FOCS
+$2.02M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$10.1M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$9.71M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$5.36M
4
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$4.96M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.7M

Sector Composition

Rank Sector Weight
1 Financials 6.94%
2 Technology 5.89%
3 Healthcare 2.9%
4 Energy 2.34%
5 Consumer Staples 2.27%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PS
1051
DELISTED
Pluralsight, Inc. Class A Common Stock
PS
$9K ﹤0.01%
578
+303
+110% +$6.53K
GLIBA
1052
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$9K ﹤0.01%
148
– –
NNC
1053
DELISTED
Nuveen North Carolina Quality Municipal Income Fund
NNC
$9K ﹤0.01%
727
-900
-55% -$12.2K
AZPN
1054
DELISTED
ASPEN TECHNOLOGY INC
AZPN
$9K ﹤0.01%
75
– –
ADI icon
1055
Analog Devices
ADI
$188B
$8K ﹤0.01%
79
-80
-50% -$9.06K
AMX icon
1056
America Movil
AMX
$70.8B
$8K ﹤0.01%
573
+72
+14% +$1.03K
APO icon
1057
Apollo Global Management
APO
$74.2B
$8K ﹤0.01%
+226
New +$8.22K
BBH icon
1058
VanEck Biotech ETF
BBH
$426M
$8K ﹤0.01%
76
– –
BKTI icon
1059
BK Technologies
BKTI
$283M
$8K ﹤0.01%
534
-620
-54% -$12.1K
BR icon
1060
Broadridge
BR
$19.5B
$8K ﹤0.01%
71
-71
-50% -$9.14K
BRO icon
1061
Brown & Brown
BRO
$23.8B
$8K ﹤0.01%
229
– –
CHH icon
1062
Choice Hotels
CHH
$4.62B
$8K ﹤0.01%
100
– –
CMC icon
1063
Commercial Metals
CMC
$8.19B
$8K ﹤0.01%
490
– –
DBAW icon
1064
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$8K ﹤0.01%
298
– –
DBEU icon
1065
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
$798M
$8K ﹤0.01%
286
– –
DLB icon
1066
Dolby
DLB
$5.77B
$8K ﹤0.01%
124
– –
DPZ icon
1067
Domino's
DPZ
$11.5B
$8K ﹤0.01%
34
+5
+17% +$1.24K
EQNR icon
1068
Equinor
EQNR
$96.5B
$8K ﹤0.01%
472
+226
+92% +$4.16K
FCX icon
1069
Freeport-McMoran
FCX
$99B
$8K ﹤0.01%
903
-757
-46% -$7.77K
FFIN icon
1070
First Financial Bankshares
FFIN
$4.94B
$8K ﹤0.01%
246
– –
FXN icon
1071
First Trust Energy AlphaDEX Fund
FXN
$380M
$8K ﹤0.01%
900
– –
HDB icon
1072
HDFC Bank
HDB
$121B
$8K ﹤0.01%
304
-240
-44% -$6.83K
HUM icon
1073
Humana
HUM
$46.5B
$8K ﹤0.01%
33
– –
IGOV icon
1074
iShares International Treasury Bond ETF
IGOV
$1.53B
$8K ﹤0.01%
164
– –
KB icon
1075
KB Financial Group
KB
$42.5B
$8K ﹤0.01%
227
+18
+9% +$634
41 42
43
44 45

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2019 Portfolio in Review

As of Q3 2019, Carroll Financial Associates held 1,848 positions worth $1.14B, down 0.3% from $1.15B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q3 2019 filing shows 95 new, 278 increased, 448 reduced and 159 closed positions. Its largest new stake was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M. The largest sale was iShares 3-7 Year Treasury Bond ETF, an estimated $10.1M.

By sector, the portfolio is most concentrated in Financials at 6.9% of assets, up from 6.8% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2019 buy was iShares Core 1-5 Year USD Bond ETF: 33,694 shares worth $1.7M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q3 2019, an estimated $10.7M increase.
  • Carroll Financial Associates's biggest Q3 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $10.1M.
  • Carroll Financial Associates fully exited iShares US Healthcare Providers ETF in Q3 2019, selling an estimated $338K.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.14B portfolio in Q3 2019.
  • Carroll Financial Associates opened 95 new positions and closed 159 in Q3 2019.
  • Carroll Financial Associates's portfolio value fell 0.3% quarter-over-quarter to $1.14B.

Based on Carroll Financial Associates's 13F filing for Q3 2019, filed 9 Oct 2019.