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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
YPF icon
1051
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$6K ﹤0.01%
443
+54
+14% +$841
FLG
1052
Flagstar Bank National Association
FLG
$5.82B
$6K ﹤0.01%
200
-27
-12% -$885
MRO
1053
DELISTED
Marathon Oil Corporation
MRO
$6K ﹤0.01%
286
+4
+1% +$84
GWPH
1054
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$6K ﹤0.01%
35
– –
WAGE
1055
DELISTED
WageWorks, Inc.
WAGE
$6K ﹤0.01%
157
– –
ELLI
1056
DELISTED
Ellie Mae Inc
ELLI
$6K ﹤0.01%
66
– –
TFCFA
1057
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$6K ﹤0.01%
134
– –
GPT
1058
DELISTED
Gramercy Property Trust
GPT
$6K ﹤0.01%
233
– –
JHMT
1059
DELISTED
John Hancock Multifactor Technology ETF
JHMT
$6K ﹤0.01%
141
+29
+26% +$1.36K
REV
1060
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
297
– –
ORBC
1061
DELISTED
ORBCOMM, Inc.
ORBC
$6K ﹤0.01%
644
– –
AST
1062
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$6K ﹤0.01%
5,150
– –
ADNT icon
1063
Adient
ADNT
$1.5B
$5K ﹤0.01%
147
+3
+2% +$135
AG icon
1064
First Majestic Silver
AG
$9.07B
$5K ﹤0.01%
891
– –
AGI icon
1065
Alamos Gold
AGI
$13.9B
$5K ﹤0.01%
1,100
– –
ARI
1066
Apollo Commercial Real Estate
ARI
$885M
$5K ﹤0.01%
300
– –
BBWI icon
1067
Bath & Body Works
BBWI
$4.1B
$5K ﹤0.01%
208
+155
+292% +$3.88K
BKNG icon
1068
Booking.com
BKNG
$161B
$5K ﹤0.01%
75
-25
-25% -$1.97K
CE icon
1069
Celanese
CE
$4.82B
$5K ﹤0.01%
47
+17
+57% +$1.95K
CNDT icon
1070
Conduent
CNDT
$264M
$5K ﹤0.01%
232
+61
+36% +$1.25K
CRH icon
1071
CRH
CRH
$66.8B
$5K ﹤0.01%
155
+2
+1% +$67
DES icon
1072
WisdomTree US SmallCap Dividend Fund
DES
$2.22B
$5K ﹤0.01%
171
-450
-72% -$13.5K
DXC icon
1073
DXC Technology
DXC
$1.73B
$5K ﹤0.01%
54
-27
-33% -$2.39K
HAIN icon
1074
Hain Celestial
HAIN
$53.7M
$5K ﹤0.01%
207
+21
+11% +$599
IIM icon
1075
Invesco Value Municipal Income Trust
IIM
$598M
$5K ﹤0.01%
362
– –
41 42
43
44 45

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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.