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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MHI
1051
DELISTED
Pioneer Municipal High Income Fund
MHI
$5K ﹤0.01%
460
– –
MHK icon
1052
Mohawk Industries
MHK
$9.22B
$5K ﹤0.01%
27
– –
NOBL icon
1053
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$5K ﹤0.01%
186
– –
PFG icon
1054
Principal Financial Group
PFG
$24.3B
$5K ﹤0.01%
100
– –
PINC
1055
DELISTED
Premier
PINC
$5K ﹤0.01%
141
– –
PSCT icon
1056
Invesco S&P SmallCap Information Technology ETF
PSCT
$520M
$5K ﹤0.01%
+192
New +$5.2K
PZZA icon
1057
Papa John's
PZZA
$806M
$5K ﹤0.01%
100
– –
RWL icon
1058
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$5K ﹤0.01%
100
– –
THO icon
1059
Thor Industries
THO
$4.14B
$5K ﹤0.01%
58
– –
TLK icon
1060
Telkom Indonesia
TLK
$14.9B
$5K ﹤0.01%
209
– –
TLT icon
1061
iShares 20+ Year Treasury Bond ETF
TLT
$41.7B
$5K ﹤0.01%
43
– –
URE icon
1062
ProShares Ultra Real Estate
URE
$59.7M
$5K ﹤0.01%
81
+1
+1% +$60
VAC icon
1063
Marriott Vacations Worldwide
VAC
$4.25B
$5K ﹤0.01%
45
– –
VVV icon
1064
Valvoline
VVV
$4.51B
$5K ﹤0.01%
266
– –
WDC icon
1065
Western Digital
WDC
$150B
$5K ﹤0.01%
98
– –
WIW
1066
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$513M
$5K ﹤0.01%
451
– –
XSLV icon
1067
Invesco S&P SmallCap Low Volatility ETF
XSLV
$247M
$5K ﹤0.01%
123
+1
+0.8% +$47
YPF icon
1068
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$5K ﹤0.01%
389
– –
BECN
1069
DELISTED
Beacon Roofing Supply, Inc.
BECN
$5K ﹤0.01%
122
– –
MRO
1070
DELISTED
Marathon Oil Corporation
MRO
$5K ﹤0.01%
282
-162
-36% -$3.19K
VTA
1071
DELISTED
INVESCO DYNAMIC CREDIT OPPORTUNITIES FUND
VTA
$5K ﹤0.01%
516
– –
CHK
1072
DELISTED
Chesapeake Energy Corporation
CHK
$5K ﹤0.01%
5
– –
GM.WS.B
1073
DELISTED
General Motors Company
GM.WS.B
$5K ﹤0.01%
234
– –
TCHF
1074
DELISTED
iShares Edge MSCI Multifactor Technology ETF
TCHF
$5K ﹤0.01%
143
– –
ATVI
1075
DELISTED
Activision Blizzard
ATVI
$5K ﹤0.01%
70
– –
41 42
43
44 45

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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.