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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCHF
1051
DELISTED
iShares Edge MSCI Multifactor Technology ETF
TCHF
$5K ﹤0.01%
143
– –
NLSN
1052
DELISTED
Nielsen Holdings plc
NLSN
$5K ﹤0.01%
160
+31
+24% +$1.07K
CEO
1053
DELISTED
CNOOC Limited
CEO
$5K ﹤0.01%
36
+12
+50% +$1.8K
ACGL icon
1054
Arch Capital
ACGL
$33.6B
$4K ﹤0.01%
156
+21
+16% +$618
AGNC icon
1055
AGNC Investment
AGNC
$12.9B
$4K ﹤0.01%
+228
New +$4.33K
ALRM icon
1056
Alarm.com
ALRM
$2.85B
$4K ﹤0.01%
129
– –
ASIX icon
1057
AdvanSix
ASIX
$444M
$4K ﹤0.01%
135
+4
+3% +$158
BGS icon
1058
B&G Foods
BGS
$286M
$4K ﹤0.01%
+200
New +$6.12K
BLW icon
1059
BlackRock Limited Duration Income Trust
BLW
$493M
$4K ﹤0.01%
313
– –
BRO icon
1060
Brown & Brown
BRO
$23.9B
$4K ﹤0.01%
166
– –
CENN icon
1061
Cenntro
CENN
$8.43M
– –
0
– –
CI icon
1062
Cigna
CI
$74.6B
$4K ﹤0.01%
+25
New +$4.86K
CIK
1063
Credit Suisse Asset Management Income Fund
CIK
$134M
$4K ﹤0.01%
1,373
– –
DBL
1064
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4K ﹤0.01%
218
– –
DEW icon
1065
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
100
– –
EMLC icon
1066
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.8B
$4K ﹤0.01%
116
– –
FCPT icon
1067
Four Corners Property Trust
FCPT
$2.75B
$4K ﹤0.01%
182
+1
+0.6% +$23
GDX icon
1068
VanEck Gold Miners ETF
GDX
$27.4B
$4K ﹤0.01%
215
– –
HHH icon
1069
Howard Hughes
HHH
$4.03B
$4K ﹤0.01%
35
– –
ICF icon
1070
iShares Select U.S. REIT ETF
ICF
$2.11B
$4K ﹤0.01%
96
+2
+2% +$94
IRM icon
1071
Iron Mountain
IRM
$36.1B
$4K ﹤0.01%
+145
New +$4.89K
LBRDA icon
1072
Liberty Broadband Class A
LBRDA
$5.16B
$4K ﹤0.01%
57
– –
MBB icon
1073
iShares MBS ETF
MBB
$39.1B
$4K ﹤0.01%
45
-120
-73% -$12.6K
MIDU icon
1074
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$79.4M
$4K ﹤0.01%
100
– –
MQY icon
1075
BlackRock MuniYield Quality Fund
MQY
$817M
$4K ﹤0.01%
335
– –
41 42
43
44 45

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.