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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PMO
1051
Franklin Municipal Opportunities Trust
PMO
$282M
$4K ﹤0.01%
333
– –
PSP icon
1052
Invesco Global Listed Private Equity ETF
PSP
$243M
$4K ﹤0.01%
78
+2
+3% +$126
SBS icon
1053
Sabesp
SBS
$18.9B
$4K ﹤0.01%
+2,222
New +$4.27K
TRMB icon
1054
Trimble
TRMB
$13.6B
$4K ﹤0.01%
103
– –
TRMK icon
1055
Trustmark
TRMK
$2.78B
$4K ﹤0.01%
+144
New +$4.76K
TRU icon
1056
TransUnion
TRU
$15.2B
$4K ﹤0.01%
+78
New +$4.15K
VMBS icon
1057
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$4K ﹤0.01%
+90
New +$4.74K
VOE icon
1058
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24B
$4K ﹤0.01%
40
– –
VOX icon
1059
Vanguard Communication Services ETF
VOX
$5.73B
$4K ﹤0.01%
53
– –
WBD icon
1060
Warner Bros
WBD
$66.2B
$4K ﹤0.01%
219
– –
WDC icon
1061
Western Digital
WDC
$156B
$4K ﹤0.01%
78
– –
NOVN
1062
DELISTED
Novan, Inc. Common Stock
NOVN
$4K ﹤0.01%
100
– –
INOV
1063
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$4K ﹤0.01%
282
– –
GWPH
1064
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4K ﹤0.01%
35
– –
SINA
1065
DELISTED
Sina Corp
SINA
$4K ﹤0.01%
46
– –
WPX
1066
DELISTED
WPX Energy, Inc.
WPX
$4K ﹤0.01%
333
– –
BGG
1067
DELISTED
Briggs & Stratton Corp.
BGG
$4K ﹤0.01%
181
– –
DPLO
1068
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$4K ﹤0.01%
202
– –
FCE.A
1069
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4K ﹤0.01%
176
– –
FNGN
1070
DELISTED
Financial Engines, Inc.
FNGN
$4K ﹤0.01%
137
– –
CGI
1071
DELISTED
Celadon Group Inc
CGI
$4K ﹤0.01%
680
– –
NLSN
1072
DELISTED
Nielsen Holdings plc
NLSN
$4K ﹤0.01%
129
– –
ATVI
1073
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
70
– –
XLIS
1074
DELISTED
POWERSHARES S&P SMALLCAP INDUSTRIALS PORTFOLIO
XLIS
$4K ﹤0.01%
+69
New +$4K
ACWV icon
1075
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.36B
$3K ﹤0.01%
37
– –
41 42
43
44 45

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.