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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ATVI
1051
DELISTED
Activision Blizzard
ATVI
$4K ﹤0.01%
70
– –
ACWV icon
1052
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$3K ﹤0.01%
37
– –
AGZ icon
1053
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
30
– –
AVY icon
1054
Avery Dennison
AVY
$13.4B
$3K ﹤0.01%
+35
New +$3.29K
BLDP
1055
Ballard Power Systems
BLDP
$769M
$3K ﹤0.01%
678
+78
+13% +$257
BNDX icon
1056
Vanguard Total International Bond ETF
BNDX
$82.2B
$3K ﹤0.01%
+58
New +$3.17K
BR icon
1057
Broadridge
BR
$19.1B
$3K ﹤0.01%
38
-87
-70% -$6.7K
CE icon
1058
Celanese
CE
$4.89B
$3K ﹤0.01%
30
– –
EVH icon
1059
Evolent Health
EVH
$459M
$3K ﹤0.01%
167
– –
FEX icon
1060
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$3K ﹤0.01%
56
– –
GDXJ icon
1061
VanEck Junior Gold Miners ETF
GDXJ
$8.34B
$3K ﹤0.01%
97
– –
HHH icon
1062
Howard Hughes
HHH
$4.1B
$3K ﹤0.01%
27
-52
-66% -$5.94K
HOG icon
1063
Harley-Davidson
HOG
$2.7B
$3K ﹤0.01%
83
-378
-82% -$18.4K
IDU icon
1064
iShares US Utilities ETF
IDU
$1.41B
$3K ﹤0.01%
50
– –
INDA icon
1065
iShares MSCI India ETF
INDA
$6.63B
$3K ﹤0.01%
100
– –
IWN icon
1066
iShares Russell 2000 Value ETF
IWN
$14.6B
$3K ﹤0.01%
25
– –
IXP icon
1067
iShares Global Comm Services ETF
IXP
$573M
$3K ﹤0.01%
65
– –
LEN icon
1068
Lennar Class A
LEN
$21B
$3K ﹤0.01%
60
– –
LHX icon
1069
L3Harris
LHX
$53.6B
$3K ﹤0.01%
+29
New +$3.48K
LW icon
1070
Lamb Weston
LW
$7.19B
$3K ﹤0.01%
67
-158
-70% -$7.09K
MDXG icon
1071
MiMedx Group
MDXG
$614M
$3K ﹤0.01%
300
– –
MFC icon
1072
Manulife Financial
MFC
$73.6B
$3K ﹤0.01%
196
– –
PH icon
1073
Parker-Hannifin
PH
$136B
$3K ﹤0.01%
21
– –
PHI icon
1074
PLDT
PHI
$4.31B
$3K ﹤0.01%
100
-30
-23% -$999
PJP icon
1075
Invesco Pharmaceuticals ETF
PJP
$477M
$3K ﹤0.01%
50
– –
41 42
43
44 45

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.