CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Return 20.52%
This Quarter Return
+2.38%
1 Year Return
+20.52%
3 Year Return
+79.93%
5 Year Return
+101.13%
10 Year Return
–
AUM
$827M
AUM Growth
+$42.3M
Cap. Flow
+$26.5M
Cap. Flow %
3.2%
Top 10 Hldgs %
45.51%
Holding
1,323
New
57
Increased
248
Reduced
337
Closed
49

Top Buys

1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.75M
2
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.85M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.19M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$1.74M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$1.54M

Top Sells

1
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.63M
2
RWO icon
SPDR Dow Jones Global Real Estate ETF
RWO
+$1.04M
3
BNCN
BNC Bancorp
BNCN
+$956K
4
LOB icon
Live Oak Bancshares
LOB
+$855K
5
TREE icon
LendingTree
TREE
+$775K

Sector Composition

1 Financials 8.93%
2 Technology 5.5%
3 Healthcare 4.12%
4 Energy 3.96%
5 Consumer Staples 3.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NVDQ
1051
DELISTED
Novadaq Technologies Inc.
NVDQ
$4K ﹤0.01%
361
-45
-11% -$499
ESV
1052
DELISTED
Ensco Rowan plc
ESV
$4K ﹤0.01%
240
– –
ATVI
1053
DELISTED
Activision Blizzard Inc.
ATVI
$4K ﹤0.01%
70
-50
-42% -$2.86K
AGZ icon
1054
iShares Agency Bond ETF
AGZ
$618M
$3K ﹤0.01%
30
– –
AOM icon
1055
iShares Core Moderate Allocation ETF
AOM
$1.61B
$3K ﹤0.01%
96
– –
BRO icon
1056
Brown & Brown
BRO
$31.1B
$3K ﹤0.01%
166
-36
-18% -$651
DBC icon
1057
Invesco DB Commodity Index Tracking Fund
DBC
$1.27B
$3K ﹤0.01%
213
– –
GDXJ icon
1058
VanEck Junior Gold Miners ETF
GDXJ
$7.55B
$3K ﹤0.01%
97
– –
IDU icon
1059
iShares US Utilities ETF
IDU
$1.6B
$3K ﹤0.01%
50
– –
INDA icon
1060
iShares MSCI India ETF
INDA
$9.4B
$3K ﹤0.01%
100
– –
IXP icon
1061
iShares Global Comm Services ETF
IXP
$620M
$3K ﹤0.01%
65
– –
LEN icon
1062
Lennar Class A
LEN
$36.3B
$3K ﹤0.01%
60
-5
-8% -$250
MFC icon
1063
Manulife Financial
MFC
$54B
$3K ﹤0.01%
196
– –
MIDU icon
1064
Direxion Daily Mid Cap Bull 3X Shares
MIDU
$80.4M
$3K ﹤0.01%
98
-80
-45% -$2.45K
PARAA
1065
DELISTED
Paramount Global Class A
PARAA
$3K ﹤0.01%
50
– –
PH icon
1066
Parker-Hannifin
PH
$96.9B
$3K ﹤0.01%
21
– –
PJP icon
1067
Invesco Pharmaceuticals ETF
PJP
$269M
$3K ﹤0.01%
50
– –
PLD icon
1068
Prologis
PLD
$107B
$3K ﹤0.01%
67
– –
TKC icon
1069
Turkcell
TKC
$4.82B
$3K ﹤0.01%
467
-111
-19% -$713
TRMB icon
1070
Trimble
TRMB
$19.1B
$3K ﹤0.01%
103
– –
VCIT icon
1071
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$55.1B
$3K ﹤0.01%
37
-10
-21% -$811
TTM
1072
DELISTED
Tata Motors Limited
TTM
$3K ﹤0.01%
115
– –
INOV
1073
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$3K ﹤0.01%
282
-33
-10% -$351
AIG.WS
1074
DELISTED
American International Group, Inc.
AIG.WS
$3K ﹤0.01%
164
-16
-9% -$293
BDCL
1075
DELISTED
2Leveraged Long Exchange Traded Access Securities (E-TRACS) Linked to the Wells Fargo Business Dev
BDCL
$3K ﹤0.01%
175
– –
41 42
43
44 45