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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INDA icon
1051
iShares MSCI India ETF
INDA
$6.64B
$3K ﹤0.01%
100
– –
IONS icon
1052
Ionis Pharmaceuticals
IONS
$9.17B
$3K ﹤0.01%
98
– –
IOR
1053
Income Opportunity Realty Investors
IOR
$3K ﹤0.01%
456
– –
IXP icon
1054
iShares Global Comm Services ETF
IXP
$573M
$3K ﹤0.01%
+65
New +$3.87K
JEF icon
1055
Jefferies Financial Group
JEF
$13B
$3K ﹤0.01%
136
-55
-29% -$1.23K
LEN icon
1056
Lennar Class A
LEN
$20.9B
$3K ﹤0.01%
65
+9
+16% +$408
LYG icon
1057
Lloyds Banking Group
LYG
$91.3B
$3K ﹤0.01%
1,067
– –
MFC icon
1058
Manulife Financial
MFC
$73.1B
$3K ﹤0.01%
196
– –
NFJ
1059
Virtus Dividend, Interest & Premium Strategy Fund
NFJ
$1.43B
$3K ﹤0.01%
250
-250
-50% -$3.25K
PARAA
1060
DELISTED
Paramount Global Class A
PARAA
$3K ﹤0.01%
50
– –
PH icon
1061
Parker-Hannifin
PH
$137B
$3K ﹤0.01%
21
– –
PLD icon
1062
Prologis
PLD
$133B
$3K ﹤0.01%
67
– –
PMO
1063
Franklin Municipal Opportunities Trust
PMO
$284M
$3K ﹤0.01%
333
– –
P
1064
Everpure Inc
P
$29.2B
$3K ﹤0.01%
+374
New +$4.14K
SNES icon
1065
SenesTech
SNES
$6.94M
– –
0
– –
ST icon
1066
Sensata Technologies
ST
$6.81B
$3K ﹤0.01%
85
– –
TRMB icon
1067
Trimble
TRMB
$13.8B
$3K ﹤0.01%
103
– –
WOLF icon
1068
Wolfspeed
WOLF
$1.62B
$3K ﹤0.01%
148
– –
WTW icon
1069
Willis Towers Watson
WTW
$31.8B
$3K ﹤0.01%
23
-15
-39% -$1.91K
GAP
1070
The Gap Inc
GAP
$7.43B
$3K ﹤0.01%
157
– –
VIVS
1071
VivoSim Labs
VIVS
$1.11M
$3K ﹤0.01%
4
– –
CEM
1072
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$3K ﹤0.01%
37
– –
BKCC
1073
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
400
– –
INOV
1074
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$3K ﹤0.01%
315
– –
AIG.WS
1075
DELISTED
American International Group, Inc.
AIG.WS
$3K ﹤0.01%
180
– –
41 42
43
44 45

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.