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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MVV icon
1051
ProShares Ultra MidCap400
MVV
$163M
$2K ﹤0.01%
72
– –
NOK icon
1052
Nokia
NOK
$52.3B
$2K ﹤0.01%
445
+8
+2% +$38
ODP
1053
DELISTED
ODP
ODP
$2K ﹤0.01%
60
-34
-36% -$1.41K
OEF icon
1054
iShares S&P 100 ETF
OEF
$20.6B
$2K ﹤0.01%
+28
New +$2.72K
PH icon
1055
Parker-Hannifin
PH
$135B
$2K ﹤0.01%
21
– –
PJT icon
1056
PJT Partners
PJT
$4.38B
$2K ﹤0.01%
88
-8
-8% -$230
PJP icon
1057
Invesco Pharmaceuticals ETF
PJP
$479M
$2K ﹤0.01%
+50
New +$2.88K
SCHG icon
1058
Schwab US Large-Cap Growth ETF
SCHG
$62.8B
$2K ﹤0.01%
304
– –
SFST icon
1059
Southern First Bancshares
SFST
$600M
$2K ﹤0.01%
73
– –
SITC icon
1060
SITE Centers
SITC
$165M
$2K ﹤0.01%
106
– –
SSYS icon
1061
Stratasys
SSYS
$774M
$2K ﹤0.01%
130
– –
TRGP icon
1062
Targa Resources
TRGP
$55.1B
$2K ﹤0.01%
42
– –
VNQI icon
1063
Vanguard Global ex-US Real Estate ETF
VNQI
$3.53B
$2K ﹤0.01%
45
+41
+1,025% +$2.13K
CMBT
1064
CMB.TECH NV
CMBT
$4.73B
$2K ﹤0.01%
315
– –
ATSG
1065
DELISTED
Air Transport Services Group
ATSG
$2K ﹤0.01%
180
– –
CEM
1066
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
37
– –
BKCC
1067
DELISTED
BlackRock Capital Investment Corporation
BKCC
$2K ﹤0.01%
400
– –
MNDT
1068
DELISTED
Mandiant, Inc. Common Stock
MNDT
$2K ﹤0.01%
236
– –
WPX
1069
DELISTED
WPX Energy, Inc.
WPX
$2K ﹤0.01%
200
– –
WP
1070
DELISTED
Worldpay, Inc.
WP
$2K ﹤0.01%
50
-12
-19% -$694
IVTY
1071
DELISTED
Invuity, Inc
IVTY
$2K ﹤0.01%
500
– –
NVDQ
1072
DELISTED
Novadaq Technologies Inc.
NVDQ
$2K ﹤0.01%
+406
New +$3.68K
AIII
1073
DELISTED
ACRE Realty Investors Inc
AIII
$2K ﹤0.01%
2,570
-2,571
-50% -$2.89K
NRF
1074
DELISTED
NorthStar Realty Finance Corp.
NRF
$2K ﹤0.01%
135
– –
TSS
1075
DELISTED
Total System Services, Inc.
TSS
$2K ﹤0.01%
59
– –
41 42
43
44 45

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.