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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAC icon
1051
Marriott Vacations Worldwide
VAC
$4.25B
$2K ﹤0.01%
42
+22
+110% +$1.25K
VOYA icon
1052
Voya Financial
VOYA
$9.19B
$2K ﹤0.01%
+80
New +$2.42K
CEM
1053
DELISTED
ClearBridge MLP and Midstream Fund Inc.
CEM
$2K ﹤0.01%
+37
New +$2.33K
SPLK
1054
DELISTED
Splunk Inc
SPLK
$2K ﹤0.01%
45
– –
LTRPA
1055
DELISTED
Liberty TripAdvisor Holdings, Inc. Series A
LTRPA
$2K ﹤0.01%
92
-86
-48% -$1.89K
ECOM
1056
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$2K ﹤0.01%
234
– –
NUAN
1057
DELISTED
Nuance Communications, Inc.
NUAN
$2K ﹤0.01%
155
– –
WPX
1058
DELISTED
WPX Energy, Inc.
WPX
$2K ﹤0.01%
325
+125
+63% +$638
NE
1059
DELISTED
Noble Corporation
NE
$2K ﹤0.01%
250
– –
USG
1060
DELISTED
Usg
USG
$2K ﹤0.01%
112
– –
WIN
1061
DELISTED
Windstream Holdings Inc
WIN
$2K ﹤0.01%
67
-3
-4% -$97
SYT
1062
DELISTED
Syngenta Ag
SYT
$2K ﹤0.01%
+25
New +$1.97K
PAGG
1063
DELISTED
Invesco Global Agriculture ETF
PAGG
$2K ﹤0.01%
100
– –
MEMP
1064
DELISTED
Memorial Production Partners LP Common Units
MEMP
$2K ﹤0.01%
1,095
– –
AOA icon
1065
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1K ﹤0.01%
30
– –
APTV icon
1066
Aptiv
APTV
$10.3B
$1K ﹤0.01%
+25
New +$1.71K
AWI icon
1067
Armstrong World Industries
AWI
$7.84B
$1K ﹤0.01%
33
– –
BBWI icon
1068
Bath & Body Works
BBWI
$4.1B
$1K ﹤0.01%
+26
New +$1.86K
BBY icon
1069
Best Buy
BBY
$17.3B
$1K ﹤0.01%
43
– –
BMRN icon
1070
BioMarin Pharmaceuticals
BMRN
$12.4B
$1K ﹤0.01%
+18
New +$1.47K
BWXT icon
1071
BWX Technologies
BWXT
$15.6B
$1K ﹤0.01%
32
– –
CAR icon
1072
Avis
CAR
$5.02B
$1K ﹤0.01%
70
– –
DBRG icon
1073
DigitalBridge
DBRG
$2.95B
$1K ﹤0.01%
27
– –
ETSY icon
1074
Etsy
ETSY
$7.85B
$1K ﹤0.01%
200
– –
FDS icon
1075
Factset
FDS
$10.2B
$1K ﹤0.01%
13
-4
-24% -$597
41 42
43
44 45

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.