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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.33%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$480M
AUM Growth
+$29.3M
Cap. Flow
+$33.2M
Cap. Flow %
6.9%
Top 10 Hldgs %
43.82%
Holding
1,246
New
78
Increased
268
Reduced
227
Closed
63

Top Buys

Rank Stock Value
1
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.4M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$12.4M
3
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.78M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$4.38M
5
GPT
Gramercy Property Trust
GPT
+$3.09M

Top Sells

Rank Stock Value
1
AMJ
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
+$4.88M
2
MLPI
UBS E-TRACS Alerian MLP Infrastructure ETN
MLPI
+$3.95M
3
HTS
HATTERAS FINANCIAL CORP
HTS
+$2.22M
4
SE
Spectra Energy Corp Wi
SE
+$1.92M
5
CSG
CHAMBERS STR PPTYS COM
CSG
+$1.58M

Sector Composition

Rank Sector Weight
1 Financials 11.29%
2 Technology 7.22%
3 Energy 5.11%
4 Consumer Staples 4.93%
5 Healthcare 4.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PBR.A icon
1051
Petrobras Class A
PBR.A
$103B
$1K ﹤0.01%
330
– –
PFN
1052
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PHI icon
1053
PLDT
PHI
$4.33B
$1K ﹤0.01%
37
-103
-74% -$4.64K
PSO icon
1054
Pearson
PSO
$9.9B
$1K ﹤0.01%
95
-149
-61% -$2.01K
RDOG icon
1055
ALPS REIT Dividend Dogs ETF
RDOG
$11.3M
$1K ﹤0.01%
32
+10
+45% +$425
RPM icon
1056
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
ECHO
1057
EchoStar
ECHO
$26.2B
$1K ﹤0.01%
54
-14
-21% -$470
SFST icon
1058
Southern First Bancshares
SFST
$600M
$1K ﹤0.01%
73
– –
SHG icon
1059
Shinhan Financial Group
SHG
$35.6B
$1K ﹤0.01%
44
-198
-82% -$7.22K
TKC icon
1060
Turkcell
TKC
$4.79B
$1K ﹤0.01%
186
-376
-67% -$3.59K
VAC icon
1061
Marriott Vacations Worldwide
VAC
$4.25B
$1K ﹤0.01%
20
– –
YPF icon
1062
YPF Sociedad Anonima American Depositary Shares (Each representing ten (10) Class D shares of Capital Stock)
YPF
$19.3B
$1K ﹤0.01%
84
-253
-75% -$4.63K
FLG
1063
Flagstar Bank National Association
FLG
$5.82B
$1K ﹤0.01%
26
– –
SPWR
1064
DELISTED
SunPower Corporation Common Stock
SPWR
$1K ﹤0.01%
+52
New +$870
WRK
1065
DELISTED
WestRock Company
WRK
$1K ﹤0.01%
24
– –
RPT
1066
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
VMW
1067
DELISTED
VMware, Inc
VMW
$1K ﹤0.01%
35
– –
WPX
1068
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
200
– –
CHK
1069
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
1
– –
GM.WS.B
1070
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
109
-1
-0.9% -$17
TFCFA
1071
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1K ﹤0.01%
68
– –
BWLD
1072
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
10
– –
BRCD
1073
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1K ﹤0.01%
125
– –
BEAV
1074
DELISTED
B/E Aerospace Inc
BEAV
$1K ﹤0.01%
26
– –
ENH
1075
DELISTED
Endurance Specialty Holdings Ltd
ENH
$1K ﹤0.01%
16
– –
41 42
43
44 45

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RFA
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Carroll Financial Associates's Q4 2015 Portfolio in Review

As of Q4 2015, Carroll Financial Associates held 1,246 positions worth $480M, up 6.5% from $451M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $33.2M of net new capital in Q4 2015, opening 78 new positions and adding to 268 existing holdings. Its largest new stake was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was JP Morgan Alerian MLP Index ETN 5/24/24, an estimated $4.88M trimmed.

  • Carroll Financial Associates's largest Q4 2015 buy was Global X MLP & Energy Infrastructure ETF: 309,063 shares worth $10.8M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q4 2015, an estimated $13.4M increase.
  • Carroll Financial Associates's biggest Q4 2015 reduction was JP Morgan Alerian MLP Index ETN 5/24/24, cutting an estimated $4.88M.
  • Carroll Financial Associates fully exited CHAMBERS STR PPTYS COM in Q4 2015, selling an estimated $1.58M.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $480M portfolio in Q4 2015.
  • Carroll Financial Associates opened 78 new positions and closed 63 in Q4 2015.
  • Carroll Financial Associates's portfolio value rose 6.5% quarter-over-quarter to $480M.

Based on Carroll Financial Associates's 13F filing for Q4 2015, filed 12 Jan 2016.