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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPM icon
1026
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$20K ﹤0.01%
650
– –
THC icon
1027
Tenet Healthcare
THC
$20.9B
$20K ﹤0.01%
401
– –
VICI icon
1028
VICI Properties
VICI
$28.6B
$20K ﹤0.01%
714
-913
-56% -$24.8K
VYMI icon
1029
Vanguard International High Dividend Yield ETF
VYMI
$21.2B
$20K ﹤0.01%
315
– –
WIX icon
1030
WIX.com
WIX
$2.79B
$20K ﹤0.01%
72
+2
+3% +$571
WNC icon
1031
Wabash National
WNC
$505M
$20K ﹤0.01%
+1,087
New +$19.2K
ABB
1032
DELISTED
ABB Ltd
ABB
$20K ﹤0.01%
679
– –
STOR
1033
DELISTED
STORE Capital Corporation
STOR
$20K ﹤0.01%
616
+583
+1,767% +$19K
GWPH
1034
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$20K ﹤0.01%
94
– –
AOS icon
1035
A.O. Smith
AOS
$8.65B
$19K ﹤0.01%
282
+14
+5% +$851
EFOR
1036
Everforth Inc
EFOR
$1.35B
$19K ﹤0.01%
209
– –
BKD icon
1037
Brookdale Senior Living
BKD
$3B
$19K ﹤0.01%
3,302
+1,000
+43% +$5.38K
BL icon
1038
BlackLine
BL
$1.63B
$19K ﹤0.01%
184
– –
HERO icon
1039
Global X Video Games & Esports ETF
HERO
$67.7M
$19K ﹤0.01%
607
– –
LUMN icon
1040
Lumen
LUMN
$6.58B
$19K ﹤0.01%
1,498
-107
-7% -$1.33K
MCRI icon
1041
Monarch Casino & Resort
MCRI
$2.19B
$19K ﹤0.01%
+318
New +$19.4K
MTCH icon
1042
Match Group
MTCH
$8.45B
$19K ﹤0.01%
141
+75
+114% +$11.3K
NEO icon
1043
NeoGenomics
NEO
$2.12B
$19K ﹤0.01%
400
-200
-33% -$10.4K
NPO icon
1044
Enpro
NPO
$7.12B
$19K ﹤0.01%
225
– –
ON icon
1045
ON Semiconductor
ON
$31.6B
$19K ﹤0.01%
+476
New +$18.3K
PCY icon
1046
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.39B
$19K ﹤0.01%
734
+17
+2% +$471
PWV icon
1047
Invesco Large Cap Value ETF
PWV
$1.78B
$19K ﹤0.01%
462
– –
RNRG icon
1048
Global X Renewable Energy Producers ETF
RNRG
$26M
$19K ﹤0.01%
405
+288
+246% +$15K
TM icon
1049
Toyota
TM
$225B
$19K ﹤0.01%
127
– –
UGI icon
1050
UGI
UGI
$7.54B
$19K ﹤0.01%
485
– –
40 41
42
43 44

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.