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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QVCGA
1026
DELISTED
QVC Group Inc Series A
QVCGA
$14K ﹤0.01%
26
– –
A icon
1027
Agilent Technologies
A
$41.7B
$13K ﹤0.01%
113
+12
+12% +$1.33K
AZTA icon
1028
Azenta
AZTA
$1.45B
$13K ﹤0.01%
192
– –
BOND icon
1029
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.47B
$13K ﹤0.01%
120
– –
ETSY icon
1030
Etsy
ETSY
$7.25B
$13K ﹤0.01%
75
– –
EXPO icon
1031
Exponent
EXPO
$3.17B
$13K ﹤0.01%
145
-4
-3% -$319
FMX icon
1032
Fomento Económico Mexicano
FMX
$40.3B
$13K ﹤0.01%
182
+1
+0.6% +$67
HWM icon
1033
Howmet Aerospace
HWM
$113B
$13K ﹤0.01%
480
– –
IWL icon
1034
iShares Russell Top 200 ETF
IWL
$2.28B
$13K ﹤0.01%
155
– –
KMPR icon
1035
Kemper
KMPR
$1.58B
$13K ﹤0.01%
180
– –
LBRDA icon
1036
Liberty Broadband Class A
LBRDA
$5.08B
$13K ﹤0.01%
83
– –
LX
1037
LexinFintech Holdings
LX
$239M
$13K ﹤0.01%
2,080
– –
PRO
1038
DELISTED
PROS Holdings
PRO
$13K ﹤0.01%
265
– –
TREX icon
1039
Trex
TREX
$4.96B
$13K ﹤0.01%
+165
New +$12.6K
TWST icon
1040
Twist Bioscience
TWST
$7.69B
$13K ﹤0.01%
+95
New +$10.5K
UHS icon
1041
Universal Health Services
UHS
$9.89B
$13K ﹤0.01%
+100
New +$12.4K
XOP icon
1042
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.66B
$13K ﹤0.01%
239
– –
XTN icon
1043
State Street SPDR S&P Transportation ETF
XTN
$389M
$13K ﹤0.01%
190
– –
ZBRA icon
1044
Zebra Technologies
ZBRA
$17.8B
$13K ﹤0.01%
36
+17
+89% +$5.72K
PRMW
1045
DELISTED
Primo Water Corporation
PRMW
$13K ﹤0.01%
+861
New +$12.7K
GOEV
1046
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$13K ﹤0.01%
+2
New +$11.8K
ABEV icon
1047
Ambev
ABEV
$43.9B
$12K ﹤0.01%
3,984
-240
-6% -$647
ALE
1048
DELISTED
Allete
ALE
$12K ﹤0.01%
206
-19
-8% -$1.08K
AMX icon
1049
America Movil
AMX
$70.1B
$12K ﹤0.01%
883
+100
+13% +$1.36K
BBH icon
1050
VanEck Biotech ETF
BBH
$429M
$12K ﹤0.01%
76
– –
40 41
42
43 44

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.