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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CVSA
1026
Covista Inc
CVSA
$4.49B
$7K ﹤0.01%
275
– –
BBDC icon
1027
Barings BDC
BBDC
$987M
$7K ﹤0.01%
1,000
– –
BKT icon
1028
BlackRock Income Trust
BKT
$340M
$7K ﹤0.01%
426
– –
BXC icon
1029
BlueLinx
BXC
$705M
$7K ﹤0.01%
1,500
– –
BXP icon
1030
Boston Properties
BXP
$11B
$7K ﹤0.01%
+78
New +$10K
CMC icon
1031
Commercial Metals
CMC
$7.98B
$7K ﹤0.01%
490
– –
CSQ icon
1032
Calamos Strategic Total Return Fund
CSQ
$3.37B
$7K ﹤0.01%
733
– –
EQNR icon
1033
Equinor
EQNR
$96.3B
$7K ﹤0.01%
595
+123
+26% +$1.99K
EWC icon
1034
iShares MSCI Canada ETF
EWC
$6.55B
$7K ﹤0.01%
354
– –
EXG icon
1035
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.09B
$7K ﹤0.01%
1,150
– –
FCX icon
1036
Freeport-McMoran
FCX
$93.6B
$7K ﹤0.01%
1,106
– –
FMX icon
1037
Fomento Económico Mexicano
FMX
$39.7B
$7K ﹤0.01%
121
– –
FNF icon
1038
Fidelity National Financial
FNF
$13.1B
$7K ﹤0.01%
309
-48
-13% -$1.88K
FTSM icon
1039
First Trust Enhanced Short Maturity ETF
FTSM
$6.54B
$7K ﹤0.01%
126
– –
GGG icon
1040
Graco
GGG
$13.3B
$7K ﹤0.01%
147
+1
+0.7% +$51
HWM icon
1041
Howmet Aerospace
HWM
$113B
$7K ﹤0.01%
626
-347
-36% -$7.22K
IFF icon
1042
International Flavors & Fragrances
IFF
$21.4B
$7K ﹤0.01%
76
– –
IR icon
1043
Ingersoll Rand
IR
$32.7B
$7K ﹤0.01%
+320
New +$10.2K
IWN icon
1044
iShares Russell 2000 Value ETF
IWN
$14.7B
$7K ﹤0.01%
86
-135
-61% -$15.1K
LSTR icon
1045
Landstar System
LSTR
$6.4B
$7K ﹤0.01%
74
– –
MTD icon
1046
Mettler-Toledo International
MTD
$28.7B
$7K ﹤0.01%
11
– –
NSA
1047
DELISTED
National Storage Affiliates Trust
NSA
$7K ﹤0.01%
258
– –
SIRI icon
1048
SiriusXM
SIRI
$9.43B
$7K ﹤0.01%
144
+100
+227% +$6.54K
SMFG icon
1049
Sumitomo Mitsui Financial
SMFG
$167B
$7K ﹤0.01%
1,588
– –
SPH icon
1050
Suburban Propane Partners
SPH
$1.17B
$7K ﹤0.01%
535
+110
+26% +$2.14K
40 41
42
43 44

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TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.