We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MPT
1026
Medical Properties Trust
MPT
$2.44B
$11K ﹤0.01%
533
+435
+444% +$8.81K
PEY icon
1027
Invesco High Yield Equity Dividend Achievers ETF
PEY
$1.16B
$11K ﹤0.01%
610
– –
REG icon
1028
Regency Centers
REG
$13.9B
$11K ﹤0.01%
177
– –
ROL icon
1029
Rollins
ROL
$17.9B
$11K ﹤0.01%
536
– –
SMFG icon
1030
Sumitomo Mitsui Financial
SMFG
$160B
$11K ﹤0.01%
1,588
+12
+0.8% +$86
TRU icon
1031
TransUnion
TRU
$15.2B
$11K ﹤0.01%
129
-8
-6% -$666
URBN icon
1032
Urban Outfitters
URBN
$6.83B
$11K ﹤0.01%
+400
New +$11.1K
WDC icon
1033
Western Digital
WDC
$152B
$11K ﹤0.01%
250
+94
+60% +$3.92K
GAP
1034
The Gap Inc
GAP
$7.76B
$11K ﹤0.01%
635
– –
LGF.B
1035
DELISTED
Lions Gate Entertainment Corp. Class B Non-Voting Shares
LGF.B
$11K ﹤0.01%
1,196
-35
-3% -$302
NS
1036
DELISTED
NuStar Energy L.P.
NS
$11K ﹤0.01%
453
– –
NATI
1037
DELISTED
National Instruments Corp
NATI
$11K ﹤0.01%
283
– –
INFO
1038
DELISTED
IHS Markit Ltd. Common Shares
INFO
$11K ﹤0.01%
153
-244
-61% -$17.4K
ACGL icon
1039
Arch Capital
ACGL
$33.3B
$10K ﹤0.01%
253
– –
AMX icon
1040
America Movil
AMX
$71.7B
$10K ﹤0.01%
660
+87
+15% +$1.36K
ATI icon
1041
ATI
ATI
$31.2B
$10K ﹤0.01%
504
– –
BBDC icon
1042
Barings BDC
BBDC
$973M
$10K ﹤0.01%
1,000
– –
BBH icon
1043
VanEck Biotech ETF
BBH
$427M
$10K ﹤0.01%
76
– –
BKR icon
1044
Baker Hughes
BKR
$63.7B
$10K ﹤0.01%
402
+2
+0.5% +$45
CHH icon
1045
Choice Hotels
CHH
$4.61B
$10K ﹤0.01%
100
– –
CHY
1046
Calamos Convertible and High Income Fund
CHY
$1.07B
$10K ﹤0.01%
880
– –
CMC icon
1047
Commercial Metals
CMC
$8.15B
$10K ﹤0.01%
490
– –
DBAW icon
1048
Xtrackers MSCI All World ex US Hedged Equity ETF
DBAW
$303M
$10K ﹤0.01%
348
+50
+17% +$1.42K
DRI icon
1049
Darden Restaurants
DRI
$24.6B
$10K ﹤0.01%
100
– –
DVN icon
1050
Devon Energy
DVN
$49.8B
$10K ﹤0.01%
390
– –
40 41
42
43 44

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.