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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IIM icon
1026
Invesco Value Municipal Income Trust
IIM
$598M
$5K ﹤0.01%
362
– –
IPG
1027
DELISTED
Interpublic Group of Companies
IPG
$5K ﹤0.01%
248
– –
JBHT icon
1028
JB Hunt Transport Services
JBHT
$25B
$5K ﹤0.01%
43
– –
LBTYA icon
1029
Liberty Global Class A
LBTYA
$3.48B
$5K ﹤0.01%
184
-15
-8% -$518
MAN icon
1030
ManpowerGroup
MAN
$2.6B
$5K ﹤0.01%
50
– –
MHI
1031
DELISTED
Pioneer Municipal High Income Fund
MHI
$5K ﹤0.01%
+460
New +$5.28K
NEOG icon
1032
Neogen
NEOG
$2.47B
$5K ﹤0.01%
164
-15
-8% -$452
NMI icon
1033
Nuveen Municipal Income
NMI
$129M
$5K ﹤0.01%
+435
New +$4.92K
NOBL icon
1034
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$11.9B
$5K ﹤0.01%
186
– –
PZZA icon
1035
Papa John's
PZZA
$783M
$5K ﹤0.01%
100
– –
RWK icon
1036
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.35B
$5K ﹤0.01%
100
– –
SBRA icon
1037
Sabra Healthcare REIT
SBRA
$5.3B
$5K ﹤0.01%
321
+154
+92% +$2.71K
STZ icon
1038
Constellation Brands
STZ
$22.8B
$5K ﹤0.01%
25
– –
TLK icon
1039
Telkom Indonesia
TLK
$14.7B
$5K ﹤0.01%
209
– –
TLT icon
1040
iShares 20+ Year Treasury Bond ETF
TLT
$40.6B
$5K ﹤0.01%
43
– –
TRU icon
1041
TransUnion
TRU
$15.2B
$5K ﹤0.01%
93
+15
+19% +$865
TS icon
1042
Tenaris
TS
$27.1B
$5K ﹤0.01%
168
– –
VVV icon
1043
Valvoline
VVV
$4.34B
$5K ﹤0.01%
266
– –
WIW
1044
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$510M
$5K ﹤0.01%
451
– –
XSLV icon
1045
Invesco S&P SmallCap Low Volatility ETF
XSLV
$246M
$5K ﹤0.01%
122
-15
-11% -$680
XYZ
1046
Block Inc
XYZ
$47.8B
$5K ﹤0.01%
115
– –
COR
1047
DELISTED
Coresite Realty Corporation
COR
$5K ﹤0.01%
58
-29
-33% -$2.97K
APU
1048
DELISTED
AmeriGas Partners, L.P.
APU
$5K ﹤0.01%
141
+3
+2% +$133
GNCA
1049
DELISTED
Genocea Biosciences, Inc.
GNCA
$5K ﹤0.01%
625
– –
GPT
1050
DELISTED
Gramercy Property Trust
GPT
$5K ﹤0.01%
233
-419
-64% -$9.96K
40 41
42
43 44

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6M
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RFA
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CCT
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Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.