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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CIK
1026
Credit Suisse Asset Management Income Fund
CIK
$133M
$4K ﹤0.01%
1,373
– –
DBL
1027
DoubleLine Opportunistic Credit Fund
DBL
$280M
$4K ﹤0.01%
218
– –
DBRG icon
1028
DigitalBridge
DBRG
$2.95B
$4K ﹤0.01%
105
– –
DEW icon
1029
WisdomTree Global High Dividend Fund
DEW
$154M
$4K ﹤0.01%
100
– –
EMLC icon
1030
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.81B
$4K ﹤0.01%
116
– –
FCPT icon
1031
Four Corners Property Trust
FCPT
$2.75B
$4K ﹤0.01%
181
– –
GDX icon
1032
VanEck Gold Miners ETF
GDX
$25.6B
$4K ﹤0.01%
215
– –
GOVT icon
1033
iShares US Treasury Bond ETF
GOVT
$43.5B
$4K ﹤0.01%
+187
New +$4.7K
HBAN icon
1034
Huntington Bancshares
HBAN
$35.1B
$4K ﹤0.01%
316
– –
HHH icon
1035
Howard Hughes
HHH
$4.06B
$4K ﹤0.01%
35
+8
+30% +$953
HOG icon
1036
Harley-Davidson
HOG
$2.67B
$4K ﹤0.01%
83
– –
HPE icon
1037
Hewlett Packard
HPE
$69.4B
$4K ﹤0.01%
330
-160
-33% -$2.27K
HTLD icon
1038
Heartland Express
HTLD
$952M
$4K ﹤0.01%
+212
New +$4.78K
ICF icon
1039
iShares Select U.S. REIT ETF
ICF
$2.08B
$4K ﹤0.01%
94
+6
+7% +$305
IONS icon
1040
Ionis Pharmaceuticals
IONS
$9.06B
$4K ﹤0.01%
98
– –
IPG
1041
DELISTED
Interpublic Group of Companies
IPG
$4K ﹤0.01%
+248
New +$4.95K
JBHT icon
1042
JB Hunt Transport Services
JBHT
$25.1B
$4K ﹤0.01%
+43
New +$4.63K
KRG icon
1043
Kite Realty
KRG
$5.35B
$4K ﹤0.01%
213
– –
LBRDA icon
1044
Liberty Broadband Class A
LBRDA
$5.32B
$4K ﹤0.01%
57
– –
LW icon
1045
Lamb Weston
LW
$7.16B
$4K ﹤0.01%
84
+17
+25% +$896
MFC icon
1046
Manulife Financial
MFC
$74B
$4K ﹤0.01%
196
– –
MIDU icon
1047
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$72.6M
$4K ﹤0.01%
100
+2
+2% +$88
PH icon
1048
Parker-Hannifin
PH
$135B
$4K ﹤0.01%
21
– –
PINC
1049
DELISTED
Premier
PINC
$4K ﹤0.01%
141
– –
PLD icon
1050
Prologis
PLD
$132B
$4K ﹤0.01%
67
– –
40 41
42
43 44

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Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.