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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PLD icon
1026
Prologis
PLD
$133B
$4K ﹤0.01%
67
– –
PMO
1027
Franklin Municipal Opportunities Trust
PMO
$285M
$4K ﹤0.01%
333
– –
PPT
1028
Franklin Premier Income Trust
PPT
$327M
$4K ﹤0.01%
+750
New +$4.04K
PSP icon
1029
Invesco Global Listed Private Equity ETF
PSP
$246M
$4K ﹤0.01%
76
+3
+4% +$189
RWL icon
1030
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$4K ﹤0.01%
100
– –
RWX icon
1031
State Street SPDR Dow Jones International Real Estate ETF
RWX
$269M
$4K ﹤0.01%
121
– –
SJNK icon
1032
State Street SPDR Bloomberg Short Term High Yield Bond ETF
SJNK
$4.76B
$4K ﹤0.01%
+170
New +$4.74K
SNA icon
1033
Snap-on
SNA
$21.5B
$4K ﹤0.01%
32
– –
TRMB icon
1034
Trimble
TRMB
$13.7B
$4K ﹤0.01%
103
– –
TS icon
1035
Tenaris
TS
$27B
$4K ﹤0.01%
168
– –
TV icon
1036
Televisa
TV
$1.5B
$4K ﹤0.01%
198
– –
UA icon
1037
Under Armour Class C
UA
$2.57B
$4K ﹤0.01%
304
– –
VOE icon
1038
Vanguard Morningstar Mid-Cap Value ETF
VOE
$24.1B
$4K ﹤0.01%
+40
New +$4.16K
WBD icon
1039
Warner Bros
WBD
$66.9B
$4K ﹤0.01%
219
– –
WDC icon
1040
Western Digital
WDC
$148B
$4K ﹤0.01%
78
– –
MIC
1041
DELISTED
Macquarie Infrastructure Holdings, LLC
MIC
$4K ﹤0.01%
60
– –
INOV
1042
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$4K ﹤0.01%
282
– –
GWPH
1043
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$4K ﹤0.01%
+35
New +$3.75K
BGG
1044
DELISTED
Briggs & Stratton Corp.
BGG
$4K ﹤0.01%
181
– –
CHK
1045
DELISTED
Chesapeake Energy Corporation
CHK
$4K ﹤0.01%
5
-6
-55% -$5.15K
DPLO
1046
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$4K ﹤0.01%
202
– –
WAIR
1047
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$4K ﹤0.01%
500
– –
ARTX
1048
DELISTED
Arotech Corporation
ARTX
$4K ﹤0.01%
+1,000
New +$3.62K
LEXEA
1049
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$4K ﹤0.01%
85
– –
FCE.A
1050
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4K ﹤0.01%
176
– –
40 41
42
43 44

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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.