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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XRAY icon
1026
Dentsply Sirona
XRAY
$2.43B
$4K ﹤0.01%
+70
New +$4.21K
CPAY icon
1027
Corpay
CPAY
$26B
$4K ﹤0.01%
33
– –
PAMT
1028
PAMT Corp
PAMT
$311M
$4K ﹤0.01%
1,000
– –
TWOU
1029
DELISTED
2U Inc
TWOU
$4K ﹤0.01%
4
– –
TTM
1030
DELISTED
Tata Motors Limited
TTM
$4K ﹤0.01%
115
– –
BGG
1031
DELISTED
Briggs & Stratton Corp.
BGG
$4K ﹤0.01%
181
– –
TRK
1032
DELISTED
Speedway Motorsports, Inc.
TRK
$4K ﹤0.01%
265
– –
LEXEA
1033
DELISTED
Liberty Expedia Holdings, Inc. Class A Common Stock
LEXEA
$4K ﹤0.01%
+96
New +$4.22K
FCE.A
1034
DELISTED
Forest City Realty Trust, Inc.
FCE.A
$4K ﹤0.01%
215
– –
BSWN
1035
DELISTED
VelocityShares VIX Tail Risk ETN
BSWN
$4K ﹤0.01%
+186
New +$4.29K
CGI
1036
DELISTED
Celadon Group Inc
CGI
$4K ﹤0.01%
680
– –
CEO
1037
DELISTED
CNOOC Limited
CEO
$4K ﹤0.01%
38
– –
GG
1038
DELISTED
Goldcorp Inc
GG
$4K ﹤0.01%
300
– –
AGZ icon
1039
iShares Agency Bond ETF
AGZ
$565M
$3K ﹤0.01%
+30
New +$3.38K
AMCX icon
1040
AMC Global Media
AMCX
$494M
$3K ﹤0.01%
58
– –
AOM icon
1041
iShares Core Moderate Allocation ETF
AOM
$1.77B
$3K ﹤0.01%
96
– –
CMG icon
1042
Chipotle Mexican Grill
CMG
$41.8B
$3K ﹤0.01%
400
– –
CNQ icon
1043
Canadian Natural Resources
CNQ
$94.5B
$3K ﹤0.01%
208
– –
DBC icon
1044
Invesco DB Commodity Index Tracking Fund
DBC
$1.67B
$3K ﹤0.01%
213
-27
-11% -$420
DLB icon
1045
Dolby
DLB
$5.77B
$3K ﹤0.01%
75
– –
ERH
1046
Allspring Utilities & High Income Fund
ERH
$103M
$3K ﹤0.01%
300
– –
FWONK icon
1047
Liberty Media Series C
FWONK
$25.7B
$3K ﹤0.01%
114
– –
GDXJ icon
1048
VanEck Junior Gold Miners ETF
GDXJ
$8.45B
$3K ﹤0.01%
97
– –
ICF icon
1049
iShares Select U.S. REIT ETF
ICF
$2.1B
$3K ﹤0.01%
78
-344
-82% -$17.2K
IDU icon
1050
iShares US Utilities ETF
IDU
$1.4B
$3K ﹤0.01%
+50
New +$3.13K
40 41
42
43 44

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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.