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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VAC icon
1026
Marriott Vacations Worldwide
VAC
$4.25B
$3K ﹤0.01%
45
– –
VRTX icon
1027
Vertex Pharmaceuticals
VRTX
$126B
$3K ﹤0.01%
46
– –
WOLF icon
1028
Wolfspeed
WOLF
$1.71B
$3K ﹤0.01%
148
-50
-25% -$1.24K
GAP
1029
The Gap Inc
GAP
$7.37B
$3K ﹤0.01%
157
– –
VIVS
1030
VivoSim Labs
VIVS
$1.64M
$3K ﹤0.01%
4
– –
TWOU
1031
DELISTED
2U Inc
TWOU
$3K ﹤0.01%
+4
New +$4.08K
TTM
1032
DELISTED
Tata Motors Limited
TTM
$3K ﹤0.01%
115
– –
ECOM
1033
DELISTED
CHANNELADVISOR CORPORATION
ECOM
$3K ﹤0.01%
234
– –
INOV
1034
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$3K ﹤0.01%
315
– –
BDCL
1035
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$3K ﹤0.01%
175
-4,585
-96% -$84K
DPLO
1036
DELISTED
DIPLOMAT PHARMACY, INC.
DPLO
$3K ﹤0.01%
+249
New +$4.64K
USG
1037
DELISTED
Usg
USG
$3K ﹤0.01%
112
– –
ACWV icon
1038
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$2K ﹤0.01%
37
– –
AMP icon
1039
Ameriprise Financial
AMP
$48.8B
$2K ﹤0.01%
27
-33
-55% -$3.48K
CAR icon
1040
Avis
CAR
$5.02B
$2K ﹤0.01%
70
– –
CE icon
1041
Celanese
CE
$4.82B
$2K ﹤0.01%
30
– –
ETSY icon
1042
Etsy
ETSY
$7.85B
$2K ﹤0.01%
200
– –
FEX icon
1043
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
FWONA icon
1044
Liberty Media Series A
FWONA
$23.6B
$2K ﹤0.01%
86
– –
INDA icon
1045
iShares MSCI India ETF
INDA
$6.63B
$2K ﹤0.01%
100
– –
IWN icon
1046
iShares Russell 2000 Value ETF
IWN
$14.6B
$2K ﹤0.01%
25
-28
-53% -$3.09K
LEN icon
1047
Lennar Class A
LEN
$21.2B
$2K ﹤0.01%
56
– –
LEO
1048
BNY Mellon Strategic Municipals
LEO
$387M
$2K ﹤0.01%
+250
New +$2.14K
MDXG icon
1049
MiMedx Group
MDXG
$633M
$2K ﹤0.01%
300
– –
MTG icon
1050
MGIC Investment
MTG
$6.25B
$2K ﹤0.01%
+250
New +$2.26K
40 41
42
43 44

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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.