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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMG icon
1026
Affiliated Managers Group
AMG
$9.76B
$2K ﹤0.01%
14
– –
CNQ icon
1027
Canadian Natural Resources
CNQ
$93.8B
$2K ﹤0.01%
211
– –
DBC icon
1028
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$2K ﹤0.01%
+213
New +$2.72K
DNOW icon
1029
DNOW Inc
DNOW
$2.99B
$2K ﹤0.01%
161
+3
+2% +$46
EA
1030
DELISTED
Electronic Arts
EA
$2K ﹤0.01%
+35
New +$2.23K
FEX icon
1031
First Trust Large Cap Core AlphaDEX Fund
FEX
$1.61B
$2K ﹤0.01%
56
– –
GDXJ icon
1032
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$2K ﹤0.01%
97
– –
GEN icon
1033
Gen Digital
GEN
$17.5B
$2K ﹤0.01%
125
– –
INDA icon
1034
iShares MSCI India ETF
INDA
$6.63B
$2K ﹤0.01%
100
– –
KEYS icon
1035
Keysight
KEYS
$58.3B
$2K ﹤0.01%
76
– –
LEN icon
1036
Lennar Class A
LEN
$21.2B
$2K ﹤0.01%
56
+10
+22% +$410
LYV icon
1037
Live Nation Entertainment
LYV
$42.1B
$2K ﹤0.01%
91
– –
MDXG icon
1038
MiMedx Group
MDXG
$633M
$2K ﹤0.01%
300
– –
MFC icon
1039
Manulife Financial
MFC
$73.5B
$2K ﹤0.01%
196
– –
NOK icon
1040
Nokia
NOK
$52.3B
$2K ﹤0.01%
+450
New +$2.88K
PGR icon
1041
Progressive
PGR
$125B
$2K ﹤0.01%
73
– –
PLD icon
1042
Prologis
PLD
$133B
$2K ﹤0.01%
67
– –
PRO
1043
DELISTED
PROS Holdings
PRO
$2K ﹤0.01%
210
– –
RSPH icon
1044
Invesco S&P 500 Equal Weight Health Care ETF
RSPH
$784M
$2K ﹤0.01%
180
– –
SITC icon
1045
SITE Centers
SITC
$165M
$2K ﹤0.01%
106
– –
ST icon
1046
Sensata Technologies
ST
$6.79B
$2K ﹤0.01%
73
– –
THC icon
1047
Tenet Healthcare
THC
$21.1B
$2K ﹤0.01%
101
– –
TRMB icon
1048
Trimble
TRMB
$13.9B
$2K ﹤0.01%
103
– –
TROW icon
1049
T. Rowe Price
TROW
$24.3B
$2K ﹤0.01%
28
– –
UWM icon
1050
ProShares Ultra Russell2000
UWM
$245M
$2K ﹤0.01%
112
– –
40 41
42
43 44

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.