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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PFN
1026
PIMCO Income Strategy Fund II
PFN
$703M
$1K ﹤0.01%
118
– –
PRGO icon
1027
Perrigo
PRGO
$1.78B
$1K ﹤0.01%
+12
New +$2.2K
RPM icon
1028
RPM International
RPM
$15B
$1K ﹤0.01%
27
– –
SFST icon
1029
Southern First Bancshares
SFST
$600M
$1K ﹤0.01%
73
– –
SPHD icon
1030
Invesco S&P 500 High Dividend Low Volatility ETF
SPHD
$3.4B
$1K ﹤0.01%
+31
New +$993
SSL icon
1031
Sasol
SSL
$7.1B
$1K ﹤0.01%
35
-62
-64% -$1.99K
STRS icon
1032
Stratus Properties
STRS
$154M
$1K ﹤0.01%
60
– –
TNK icon
1033
Teekay Tankers
TNK
$2.68B
$1K ﹤0.01%
25
-25
-50% -$1.35K
TRMB icon
1034
Trimble
TRMB
$13.9B
$1K ﹤0.01%
103
– –
VAC icon
1035
Marriott Vacations Worldwide
VAC
$4.25B
$1K ﹤0.01%
+20
New +$1.57K
WBD icon
1036
Warner Bros
WBD
$67.1B
$1K ﹤0.01%
65
-90
-58% -$2.66K
WHR icon
1037
Whirlpool
WHR
$2.82B
$1K ﹤0.01%
10
– –
FLG
1038
Flagstar Bank National Association
FLG
$5.82B
$1K ﹤0.01%
+26
New +$1.41K
WRK
1039
DELISTED
WestRock Company
WRK
$1K ﹤0.01%
+24
New +$1.29K
RPT
1040
DELISTED
RPT Realty Common Shares of Beneficial Interest (MD)
RPT
$1K ﹤0.01%
88
– –
VMW
1041
DELISTED
VMware, Inc
VMW
$1K ﹤0.01%
35
– –
WPX
1042
DELISTED
WPX Energy, Inc.
WPX
$1K ﹤0.01%
200
– –
CHK
1043
DELISTED
Chesapeake Energy Corporation
CHK
$1K ﹤0.01%
1
– –
OAK
1044
DELISTED
OAKTREE CAPITAL GROUP, LLC
OAK
$1K ﹤0.01%
27
-1,973
-99% -$105K
GM.WS.B
1045
DELISTED
General Motors Company
GM.WS.B
$1K ﹤0.01%
110
+1
+0.9% +$14
TFCFA
1046
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$1K ﹤0.01%
68
– –
BWLD
1047
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$1K ﹤0.01%
10
– –
VALE.P
1048
DELISTED
Vale S A
VALE.P
$1K ﹤0.01%
419
+79
+23% +$327
BRCD
1049
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$1K ﹤0.01%
125
– –
PWE
1050
DELISTED
Penn West Energy Petroleum Ltd
PWE
$1K ﹤0.01%
1,700
– –
40 41
42
43 44

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NFG
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6M
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RFA
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CCT
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.