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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-0.55%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.79B
AUM Growth
+$22.2M
Cap. Flow
+$37.5M
Cap. Flow %
2.1%
Top 10 Hldgs %
43.07%
Holding
2,036
New
245
Increased
533
Reduced
393
Closed
104

Top Buys

Rank Stock Value
1
ARMR
Armor US Equity Index ETF
ARMR
+$16.3M
2
SPD icon
Simplify US Equity PLUS Downside Convexity ETF
SPD
+$9.62M
3
VFMF icon
Vanguard US Multifactor ETF
VFMF
+$4.73M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.93M
5
RAAX icon
VanEck Inflation Allocation ETF
RAAX
+$3.78M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$8.86M
2
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.21M
3
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$2.99M
4
ADER
26 Capital Acquisition Corp
ADER
+$2.49M
5
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$1.98M

Sector Composition

Rank Sector Weight
1 Technology 6.94%
2 Financials 5.81%
3 Healthcare 2.4%
4 Consumer Discretionary 2.07%
5 Consumer Staples 1.68%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RSPM icon
1001
Invesco S&P 500 Equal Weight Materials ETF
RSPM
$186M
$20K ﹤0.01%
650
– –
TTWO icon
1002
Take-Two Interactive
TTWO
$46.8B
$20K ﹤0.01%
132
+8
+6% +$1.3K
UGI icon
1003
UGI
UGI
$7.54B
$20K ﹤0.01%
485
– –
VYMI icon
1004
Vanguard International High Dividend Yield ETF
VYMI
$21.2B
$20K ﹤0.01%
315
– –
ALE
1005
DELISTED
Allete
ALE
$19K ﹤0.01%
327
– –
AMN icon
1006
AMN Healthcare
AMN
$1.28B
$19K ﹤0.01%
166
+22
+15% +$2.33K
CEVA icon
1007
CEVA Inc
CEVA
$859M
$19K ﹤0.01%
+460
New +$20.9K
FICO icon
1008
Fair Isaac
FICO
$22.4B
$19K ﹤0.01%
50
-5
-9% -$2.38K
MIN
1009
Aberdeen Intermediate Income Fund
MIN
$280M
$19K ﹤0.01%
5,500
– –
NPO icon
1010
Enpro
NPO
$7.12B
$19K ﹤0.01%
225
– –
ROL icon
1011
Rollins
ROL
$17.8B
$19K ﹤0.01%
564
+44
+8% +$1.65K
RPG icon
1012
Invesco S&P 500 Pure Growth ETF
RPG
$2.04B
$19K ﹤0.01%
500
– –
SEE
1013
DELISTED
Sealed Air
SEE
$19K ﹤0.01%
365
– –
SRVR icon
1014
Pacer Data & Infrastructure Real Estate ETF
SRVR
$380M
$19K ﹤0.01%
500
– –
TPIC
1015
DELISTED
TPI Composites
TPIC
$19K ﹤0.01%
574
– –
ABNB icon
1016
Airbnb
ABNB
$111B
$18K ﹤0.01%
112
+5
+5% +$764
AL
1017
DELISTED
Air Lease Corp
AL
$18K ﹤0.01%
471
+23
+5% +$936
BFAM icon
1018
Bright Horizons
BFAM
$3.76B
$18K ﹤0.01%
130
– –
CGNX icon
1019
Cognex
CGNX
$10.6B
$18K ﹤0.01%
232
+11
+5% +$947
CWI icon
1020
State Street SPDR MSCI ACWI ex-US ETF
CWI
$2.85B
$18K ﹤0.01%
632
+604
+2,157% +$18K
ETR icon
1021
Entergy
ETR
$49.7B
$18K ﹤0.01%
364
-20
-5% -$1.07K
ETV
1022
Eaton Vance Tax-Managed Buy-Write Opportunities Fund
ETV
$1.78B
$18K ﹤0.01%
1,175
– –
EXPO icon
1023
Exponent
EXPO
$3.25B
$18K ﹤0.01%
163
+18
+12% +$1.94K
IYR icon
1024
iShares US Real Estate ETF
IYR
$4.48B
$18K ﹤0.01%
183
+17
+10% +$1.81K
MOO icon
1025
VanEck Agribusiness ETF
MOO
$979M
$18K ﹤0.01%
200
– –
39 40
41
42 43

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TU
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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q3 2021 Portfolio in Review

As of Q3 2021, Carroll Financial Associates held 2,036 positions worth $1.79B, up 1.3% from $1.77B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Carroll Financial Associates's Q3 2021 filing shows 245 new, 533 increased, 393 reduced and 104 closed positions. Its largest new stake was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M. The largest sale was State Street SPDR S&P 500 ETF Trust, an estimated $8.86M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q3 2021 buy was VanEck Inflation Allocation ETF: 147,767 shares worth $3.76M.
  • Carroll Financial Associates added most to Armor US Equity Index ETF in Q3 2021, an estimated $16.3M increase.
  • Carroll Financial Associates's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $8.86M.
  • Carroll Financial Associates fully exited VanEck Semiconductor ETF in Q3 2021, selling an estimated $838K.
  • Carroll Financial Associates's ten largest holdings make up 43% of its $1.79B portfolio in Q3 2021.
  • Carroll Financial Associates opened 245 new positions and closed 104 in Q3 2021.
  • Carroll Financial Associates's portfolio value rose 1.3% quarter-over-quarter to $1.79B.

Based on Carroll Financial Associates's 13F filing for Q3 2021, filed 7 Oct 2021.