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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.26%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.63B
AUM Growth
+$123M
Cap. Flow
+$37.1M
Cap. Flow %
2.28%
Top 10 Hldgs %
44.91%
Holding
1,828
New
214
Increased
473
Reduced
322
Closed
87

Top Buys

Rank Stock Value
1
GSST icon
Goldman Sachs Access Ultra Short Bond ETF
GSST
+$13.2M
2
NCNO icon
nCino
NCNO
+$8.92M
3
JPST icon
JPMorgan Ultra-Short Income ETF
JPST
+$6.9M
4
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$4.11M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$2.88M

Top Sells

Rank Stock Value
1
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$8.31M
2
AGGY icon
WisdomTree Yield Enhanced US Aggregate Bond Fund
AGGY
+$7.6M
3
ARKK icon
ARK Innovation ETF
ARKK
+$5.41M
4
PSEP icon
Innovator US Equity Power Buffer ETF September
PSEP
+$3.46M
5
KOMP icon
State Street SPDR S&P Kensho New Economies Composite ETF
KOMP
+$3.35M

Sector Composition

Rank Sector Weight
1 Technology 6.93%
2 Financials 5.5%
3 Healthcare 2.53%
4 Consumer Discretionary 2.28%
5 Consumer Staples 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LII icon
1001
Lennox International
LII
$14.9B
$21K ﹤0.01%
70
– –
MCO icon
1002
Moody's
MCO
$82.5B
$21K ﹤0.01%
73
– –
NULV icon
1003
Nuveen ESG Large-Cap Value ETF
NULV
$2.29B
$21K ﹤0.01%
585
– –
SWKS icon
1004
Skyworks Solutions
SWKS
$10.3B
$21K ﹤0.01%
115
– –
TCRT icon
1005
Alaunos Therapeutics
TCRT
$4.81M
$21K ﹤0.01%
40
– –
TTWO icon
1006
Take-Two Interactive
TTWO
$46.8B
$21K ﹤0.01%
124
-868
-88% -$164K
CSF
1007
DELISTED
VictoryShares US Discovery Enhanced Volatility Wtd ETF
CSF
$21K ﹤0.01%
364
– –
BRO icon
1008
Brown & Brown
BRO
$23.9B
$20K ﹤0.01%
455
– –
CMP icon
1009
Compass Minerals
CMP
$1.13B
$20K ﹤0.01%
325
– –
DGX icon
1010
Quest Diagnostics
DGX
$26.2B
$20K ﹤0.01%
159
+4
+3% +$493
EEFT icon
1011
Euronet Worldwide
EEFT
$2.64B
$20K ﹤0.01%
147
– –
ELD icon
1012
WisdomTree Emerging Markets Local Debt Fund
ELD
$143M
$20K ﹤0.01%
649
– –
EQNR icon
1013
Equinor
EQNR
$97.2B
$20K ﹤0.01%
1,049
+184
+21% +$3.5K
FBND icon
1014
Fidelity Total Bond ETF
FBND
$27.3B
$20K ﹤0.01%
388
+27
+7% +$1.44K
FNF icon
1015
Fidelity National Financial
FNF
$12.8B
$20K ﹤0.01%
522
+91
+21% +$3.46K
GHYG icon
1016
iShares US & Intl High Yield Corp Bond ETF
GHYG
$199M
$20K ﹤0.01%
401
– –
INSP icon
1017
Inspire Medical Systems
INSP
$1.71B
$20K ﹤0.01%
100
– –
IR icon
1018
Ingersoll Rand
IR
$33B
$20K ﹤0.01%
408
+88
+28% +$4.07K
IT icon
1019
Gartner
IT
$11.8B
$20K ﹤0.01%
114
+4
+4% +$695
FDIQ
1020
Invesco Bloomberg Financial Data Providers ETF
FDIQ
$48.1M
$20K ﹤0.01%
+329
New +$18.8K
MGM icon
1021
MGM Resorts International
MGM
$11.1B
$20K ﹤0.01%
539
-233
-30% -$8.13K
MIN
1022
Aberdeen Intermediate Income Fund
MIN
$280M
$20K ﹤0.01%
5,500
– –
NICE icon
1023
Nice
NICE
$5.95B
$20K ﹤0.01%
95
– –
NTES icon
1024
NetEase
NTES
$81.9B
$20K ﹤0.01%
200
– –
RELX icon
1025
RELX
RELX
$61.7B
$20K ﹤0.01%
807
– –
39 40
41
42 43

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Carroll Financial Associates's Q1 2021 Portfolio in Review

As of Q1 2021, Carroll Financial Associates held 1,828 positions worth $1.63B, up 8.2% from $1.5B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates's Q1 2021 filing shows 214 new, 473 increased, 322 reduced and 87 closed positions. Its largest new stake was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M. The largest sale was ARK Genomic Revolution ETF, an estimated $8.31M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, down from 7.1% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q1 2021 buy was Goldman Sachs Access Ultra Short Bond ETF: 259,582 shares worth $13.2M.
  • Carroll Financial Associates added most to JPMorgan Ultra-Short Income ETF in Q1 2021, an estimated $6.9M increase.
  • Carroll Financial Associates's biggest Q1 2021 reduction was ARK Genomic Revolution ETF, cutting an estimated $8.31M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF January in Q1 2021, selling an estimated $363K.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $1.63B portfolio in Q1 2021.
  • Carroll Financial Associates opened 214 new positions and closed 87 in Q1 2021.
  • Carroll Financial Associates's portfolio value rose 8.2% quarter-over-quarter to $1.63B.

Based on Carroll Financial Associates's 13F filing for Q1 2021, filed 6 Apr 2021.