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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+13.95%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.5B
AUM Growth
+$208M
Cap. Flow
+$35.5M
Cap. Flow %
2.36%
Top 10 Hldgs %
46.75%
Holding
1,758
New
90
Increased
349
Reduced
401
Closed
146

Top Buys

Rank Stock Value
1
VNLA icon
Janus Henderson Short Duration Income ETF
VNLA
+$33.5M
2
MSTB icon
LHA Market State Tactical Beta ETF
MSTB
+$7.7M
3
LSST
Natixis Loomis Sayles Short Duration Income ETF
LSST
+$6.42M
4
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$5.32M
5
EJAN icon
Innovator Emerging Markets Power Buffer ETF January
EJAN
+$5.1M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$13M
2
ARKG icon
ARK Genomic Revolution ETF
ARKG
+$6.63M
3
PJUL icon
Innovator US Equity Power Buffer ETF July
PJUL
+$6.55M
4
AGZD icon
WisdomTree Trust WisdomTree Interest Rate Hedged US Aggregate Bond Fund
AGZD
+$5.47M
5
EJUL icon
Innovator Emerging Markets Power Buffer ETF July
EJUL
+$4.6M

Sector Composition

Rank Sector Weight
1 Technology 7.07%
2 Financials 5.1%
3 Healthcare 2.68%
4 Consumer Discretionary 2.27%
5 Consumer Staples 1.99%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JEF icon
1001
Jefferies Financial Group
JEF
$12.9B
$15K ﹤0.01%
659
-284
-30% -$5.96K
LUMN icon
1002
Lumen
LUMN
$6.61B
$15K ﹤0.01%
1,605
– –
MOAT icon
1003
VanEck Morningstar Wide Moat ETF
MOAT
$12.5B
$15K ﹤0.01%
245
+3
+1% +$177
OLLI icon
1004
Ollie's Bargain Outlet
OLLI
$4.73B
$15K ﹤0.01%
191
-4
-2% -$350
SA
1005
Seabridge Gold
SA
$3.46B
$15K ﹤0.01%
713
– –
TCRT icon
1006
Alaunos Therapeutics
TCRT
$4.88M
$15K ﹤0.01%
40
– –
TRI icon
1007
Thomson Reuters
TRI
$46B
$15K ﹤0.01%
184
– –
YEXT icon
1008
Yext
YEXT
$613M
$15K ﹤0.01%
1,000
– –
AVLR
1009
DELISTED
Avalara, Inc.
AVLR
$15K ﹤0.01%
92
-1
-1% -$160
LDL
1010
DELISTED
Lydall, Inc.
LDL
$15K ﹤0.01%
+500
New +$12K
AOS icon
1011
A.O. Smith
AOS
$8.49B
$14K ﹤0.01%
268
-6
-2% -$331
BBVA icon
1012
Banco Bilbao Vizcaya Argentaria
BBVA
$158B
$14K ﹤0.01%
2,892
+11
+0.4% +$42
BEP icon
1013
Brookfield Renewable
BEP
$10.5B
$14K ﹤0.01%
337
-1
-0.3% -$38
EAT icon
1014
Brinker International
EAT
$10.3B
$14K ﹤0.01%
252
– –
EQNR icon
1015
Equinor
EQNR
$96.5B
$14K ﹤0.01%
865
-127
-13% -$1.92K
ESGR
1016
DELISTED
Enstar Group
ESGR
$14K ﹤0.01%
73
– –
ETG
1017
Eaton Vance Tax-Advantaged Global Dividend Income Fund
ETG
$1.87B
$14K ﹤0.01%
800
– –
H icon
1018
Hyatt Hotels
H
$16.9B
$14K ﹤0.01%
199
– –
HCA icon
1019
HCA Healthcare
HCA
$89.2B
$14K ﹤0.01%
90
– –
IR icon
1020
Ingersoll Rand
IR
$32.6B
$14K ﹤0.01%
320
– –
KBWP icon
1021
Invesco KBW Property & Casualty Insurance ETF
KBWP
$267M
$14K ﹤0.01%
+210
New +$13.3K
MGNI icon
1022
Magnite
MGNI
$3.52B
$14K ﹤0.01%
479
-154
-24% -$2.33K
NEOG icon
1023
Neogen
NEOG
$2.59B
$14K ﹤0.01%
368
-12
-3% -$446
RNG icon
1024
RingCentral
RNG
$5.7B
$14K ﹤0.01%
+38
New +$11.8K
TRN icon
1025
Trinity Industries
TRN
$2.34B
$14K ﹤0.01%
545
– –
39 40
41
42 43

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Carroll Financial Associates's Q4 2020 Portfolio in Review

As of Q4 2020, Carroll Financial Associates held 1,758 positions worth $1.5B, up 16% from $1.3B the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q4 2020 filing shows 90 new, 349 increased, 401 reduced and 146 closed positions. Its largest new stake was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M. The largest sale was Global X Adaptive US Factor ETF, an estimated $13M.

By sector, the portfolio is most concentrated in Technology at 7.1% of assets, down from 7.4% a quarter earlier, followed by Financials and Healthcare.

  • Carroll Financial Associates's largest Q4 2020 buy was LHA Market State Tactical Beta ETF: 294,973 shares worth $7.98M.
  • Carroll Financial Associates added most to Janus Henderson Short Duration Income ETF in Q4 2020, an estimated $33.5M increase.
  • Carroll Financial Associates's biggest Q4 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $13M.
  • Carroll Financial Associates fully exited Innovator US Equity Power Buffer ETF July in Q4 2020, selling an estimated $6.55M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $1.5B portfolio in Q4 2020.
  • Carroll Financial Associates opened 90 new positions and closed 146 in Q4 2020.
  • Carroll Financial Associates's portfolio value rose 16% quarter-over-quarter to $1.5B.

Based on Carroll Financial Associates's 13F filing for Q4 2020, filed 8 Jan 2021.