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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-19.46%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.02B
AUM Growth
-$240M
Cap. Flow
+$34.9M
Cap. Flow %
3.42%
Top 10 Hldgs %
46.48%
Holding
1,808
New
113
Increased
330
Reduced
438
Closed
148

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$17.1M
2
IWF icon
iShares Russell 1000 Growth ETF
IWF
+$10.9M
3
HYLB icon
Xtrackers USD High Yield Corporate Bond ETF
HYLB
+$9.05M
4
PRFZ icon
Invesco FTSE RAFI US 1500 Small-Mid ETF
PRFZ
+$7.06M
5
PAPR icon
Innovator US Equity Power Buffer ETF April
PAPR
+$6.87M

Top Sells

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$35.1M
2
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$10.6M
3
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$7.22M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$6.88M
5
EZM icon
WisdomTree US MidCap Fund
EZM
+$6.27M

Sector Composition

Rank Sector Weight
1 Technology 6.86%
2 Financials 5.77%
3 Healthcare 3.19%
4 Consumer Staples 2.35%
5 Utilities 1.97%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MCR
1001
DELISTED
MFS Charter Income Trust
MCR
$8K ﹤0.01%
1,085
– –
NGG icon
1002
National Grid
NGG
$81.6B
$8K ﹤0.01%
157
– –
NPO icon
1003
Enpro
NPO
$7.12B
$8K ﹤0.01%
225
– –
PRO
1004
DELISTED
PROS Holdings
PRO
$8K ﹤0.01%
265
– –
ROKU icon
1005
Roku
ROKU
$22.9B
$8K ﹤0.01%
100
+50
+100% +$5.76K
SRLN icon
1006
State Street Blackstone Senior Loan ETF
SRLN
$5.38B
$8K ﹤0.01%
202
-390
-66% -$17.4K
SYF icon
1007
Synchrony
SYF
$26.1B
$8K ﹤0.01%
524
– –
TPIC
1008
DELISTED
TPI Composites
TPIC
$8K ﹤0.01%
+574
New +$11.3K
TRN icon
1009
Trinity Industries
TRN
$2.34B
$8K ﹤0.01%
545
– –
TWLO icon
1010
Twilio
TWLO
$38.3B
$8K ﹤0.01%
100
– –
XLB icon
1011
State Street Materials Select Sector SPDR ETF
XLB
$8.57B
$8K ﹤0.01%
388
-800
-67% -$22K
NBIS
1012
Nebius Group N.V.
NBIS
$69.3B
$8K ﹤0.01%
241
– –
CAJ
1013
DELISTED
Canon, Inc.
CAJ
$8K ﹤0.01%
400
– –
RSX
1014
DELISTED
VanEck Russia ETF
RSX
$8K ﹤0.01%
500
– –
INFO
1015
DELISTED
IHS Markit Ltd. Common Shares
INFO
$8K ﹤0.01%
143
-10
-7% -$720
GWPH
1016
DELISTED
GW Pharmaceuticals Plc American Depositary Shares
GWPH
$8K ﹤0.01%
94
+5
+6% +$529
HSBC.PRA
1017
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$8K ﹤0.01%
355
-1,590
-82% -$41.4K
GLIBA
1018
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$8K ﹤0.01%
148
– –
GBUY
1019
DELISTED
Goldman Sachs New Age Consumer ETF
GBUY
$8K ﹤0.01%
+170
New +$9.5K
A icon
1020
Agilent Technologies
A
$42.2B
$7K ﹤0.01%
101
+1
+1% +$80
ACGL icon
1021
Arch Capital
ACGL
$33.5B
$7K ﹤0.01%
253
– –
ADI icon
1022
Analog Devices
ADI
$186B
$7K ﹤0.01%
79
– –
AMN icon
1023
AMN Healthcare
AMN
$1.34B
$7K ﹤0.01%
132
– –
ANF icon
1024
Abercrombie & Fitch
ANF
$4.84B
$7K ﹤0.01%
800
– –
EFOR
1025
Everforth Inc
EFOR
$1.37B
$7K ﹤0.01%
+209
New +$11.8K
39 40
41
42 43

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RFA
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CCT
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Carroll Financial Associates's Q1 2020 Portfolio in Review

As of Q1 2020, Carroll Financial Associates held 1,808 positions worth $1.02B, down 19% from $1.26B the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates deployed $34.9M of net new capital in Q1 2020, opening 113 new positions and adding to 330 existing holdings. Its largest new stake was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.

By sector, the portfolio is most concentrated in Technology at 6.9% of assets, up from 6.3% a quarter earlier, followed by Financials and Healthcare.

On the sell side, the largest reduction was Global X Adaptive US Factor ETF, an estimated $35.1M trimmed.

  • Carroll Financial Associates's largest Q1 2020 buy was Xtrackers USD High Yield Corporate Bond ETF: 234,206 shares worth $8.26M.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q1 2020, an estimated $17.1M increase.
  • Carroll Financial Associates's biggest Q1 2020 reduction was Global X Adaptive US Factor ETF, cutting an estimated $35.1M.
  • Carroll Financial Associates fully exited State Street SPDR S&P 400 Mid Cap Value ETF in Q1 2020, selling an estimated $2.52M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $1.02B portfolio in Q1 2020.
  • Carroll Financial Associates opened 113 new positions and closed 148 in Q1 2020.
  • Carroll Financial Associates's portfolio value fell 19% quarter-over-quarter to $1.02B.

Based on Carroll Financial Associates's 13F filing for Q1 2020, filed 10 Apr 2020.