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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+6.77%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.26B
AUM Growth
+$114M
Cap. Flow
+$39.5M
Cap. Flow %
3.14%
Top 10 Hldgs %
49.48%
Holding
1,801
New
113
Increased
378
Reduced
335
Closed
105

Top Buys

Rank Stock Value
1
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$21.1M
2
VCSH icon
Vanguard Short-Term Corporate Bond ETF
VCSH
+$17.9M
3
EZM icon
WisdomTree US MidCap Fund
EZM
+$5.8M
4
CSB icon
VictoryShares US Small Cap High Div Volatility Wtd ETF
CSB
+$5.05M
5
PULS icon
PGIM Ultra Short Bond ETF
PULS
+$3.4M

Top Sells

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$11.3M
2
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$6.74M
3
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.09M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$2.9M
5
RWJ icon
Invesco S&P SmallCap 600 Revenue ETF
RWJ
+$2.2M

Sector Composition

Rank Sector Weight
1 Financials 6.77%
2 Technology 6.26%
3 Healthcare 2.89%
4 Consumer Staples 2.13%
5 Energy 2.03%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEOG icon
1001
Neogen
NEOG
$2.5B
$12K ﹤0.01%
380
– –
SCHF icon
1002
Schwab International Equity ETF
SCHF
$68.4B
$12K ﹤0.01%
754
-856
-53% -$14.1K
TDOC icon
1003
Teladoc Health
TDOC
$1.29B
$12K ﹤0.01%
151
– –
TRMK icon
1004
Trustmark
TRMK
$2.73B
$12K ﹤0.01%
+350
New +$12.1K
TRN icon
1005
Trinity Industries
TRN
$2.3B
$12K ﹤0.01%
545
– –
USFD icon
1006
US Foods
USFD
$23.8B
$12K ﹤0.01%
300
– –
RSX
1007
DELISTED
VanEck Russia ETF
RSX
$12K ﹤0.01%
500
– –
TSG
1008
DELISTED
The Stars Group Inc.
TSG
$12K ﹤0.01%
495
– –
IRR
1009
DELISTED
VOYA NATURAL RESOURCES EQUITY INCOME FUND
IRR
$12K ﹤0.01%
3,000
– –
CEO
1010
DELISTED
CNOOC Limited
CEO
$12K ﹤0.01%
76
+34
+81% +$5.21K
ABCB icon
1011
Ameris Bancorp
ABCB
$5.84B
$11K ﹤0.01%
271
+1
+0.4% +$43
AGNC icon
1012
AGNC Investment
AGNC
$12.7B
$11K ﹤0.01%
654
+16
+3% +$272
ALRM icon
1013
Alarm.com
ALRM
$2.81B
$11K ﹤0.01%
261
– –
AVNS
1014
DELISTED
Avanos Medical
AVNS
$11K ﹤0.01%
337
-100
-23% -$3.62K
BBP icon
1015
Virtus Biotech ETF
BBP
$105M
$11K ﹤0.01%
253
– –
CCK icon
1016
Crown Holdings
CCK
$13B
$11K ﹤0.01%
162
-111
-41% -$7.92K
CLB icon
1017
Core Laboratories
CLB
$549M
$11K ﹤0.01%
311
– –
COTY icon
1018
Coty
COTY
$2.51B
$11K ﹤0.01%
1,000
– –
FMX icon
1019
Fomento Económico Mexicano
FMX
$41B
$11K ﹤0.01%
121
-2
-2% -$184
HPQ icon
1020
HP
HPQ
$27.6B
$11K ﹤0.01%
560
-352
-39% -$6.67K
ILCV icon
1021
iShares Morningstar Value ETF
ILCV
$1.36B
$11K ﹤0.01%
+198
New +$11.2K
IWL icon
1022
iShares Russell Top 200 ETF
IWL
$2.28B
$11K ﹤0.01%
+155
New +$11.1K
KOP icon
1023
Koppers
KOP
$960M
$11K ﹤0.01%
301
– –
MGEE icon
1024
MGE Energy Inc
MGEE
$3.03B
$11K ﹤0.01%
150
– –
MGV icon
1025
Vanguard Morningstar Mega Cap Value ETF
MGV
$13.6B
$11K ﹤0.01%
+130
New +$10.9K
39 40
41
42 43

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6M
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RFA
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CCT
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Carroll Financial Associates's Q4 2019 Portfolio in Review

As of Q4 2019, Carroll Financial Associates held 1,801 positions worth $1.26B, up 9.9% from $1.14B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $39.5M of net new capital in Q4 2019, opening 113 new positions and adding to 378 existing holdings. Its largest new stake was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, down from 6.9% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was iShares 3-7 Year Treasury Bond ETF, an estimated $11.3M trimmed.

  • Carroll Financial Associates's largest Q4 2019 buy was State Street SPDR S&P 400 Mid Cap Value ETF: 46,097 shares worth $2.52M.
  • Carroll Financial Associates added most to Global X Adaptive US Factor ETF in Q4 2019, an estimated $21.1M increase.
  • Carroll Financial Associates's biggest Q4 2019 reduction was iShares 3-7 Year Treasury Bond ETF, cutting an estimated $11.3M.
  • Carroll Financial Associates fully exited State Street DoubleLine Total Return Tactical ETF in Q4 2019, selling an estimated $1.17M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.26B portfolio in Q4 2019.
  • Carroll Financial Associates opened 113 new positions and closed 105 in Q4 2019.
  • Carroll Financial Associates's portfolio value rose 9.9% quarter-over-quarter to $1.26B.

Based on Carroll Financial Associates's 13F filing for Q4 2019, filed 8 Jan 2020.