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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.24%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$1.15B
AUM Growth
+$81.1M
Cap. Flow
+$48.1M
Cap. Flow %
4.19%
Top 10 Hldgs %
48.81%
Holding
1,814
New
287
Increased
511
Reduced
261
Closed
62

Top Buys

Rank Stock Value
1
IEI icon
iShares 3-7 Year Treasury Bond ETF
IEI
+$20.5M
2
AUSF icon
Global X Adaptive US Factor ETF
AUSF
+$16.4M
3
SPTS icon
State Street SPDR Portfolio Short Term Treasury ETF
SPTS
+$11M
4
RSP icon
Invesco S&P 500 Equal Weight ETF
RSP
+$7.76M
5
OMFL icon
Invesco Russell 1000 Dynamic Multifactor ETF
OMFL
+$7.05M

Top Sells

Rank Stock Value
1
SPMD icon
State Street SPDR Portfolio S&P 400 Mid Cap ETF
SPMD
+$22.5M
2
MDYG icon
State Street SPDR S&P 400 Mid Cap Growth ETF
MDYG
+$22.2M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$13.2M
4
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$4.72M
5
JPIN icon
JPMorgan Diversified Return International Equity ETF
JPIN
+$4.59M

Sector Composition

Rank Sector Weight
1 Financials 6.75%
2 Technology 5.61%
3 Healthcare 3.09%
4 Energy 2.58%
5 Consumer Staples 2.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ZIV
1001
DELISTED
VelocityShares Daily Inverse VIX Medium Term ETN
ZIV
$11K ﹤0.01%
153
-234
-60% -$17.2K
BDCL
1002
DELISTED
2Leveraged Long ETRACS Linked to the Wells Fargo Business Dev
BDCL
$11K ﹤0.01%
795
– –
S
1003
DELISTED
Sprint Corporation
S
$11K ﹤0.01%
1,774
– –
ISCA
1004
DELISTED
International Speedway Corp
ISCA
$11K ﹤0.01%
260
– –
AGNC icon
1005
AGNC Investment
AGNC
$12.9B
$10K ﹤0.01%
623
+15
+2% +$261
AVNS
1006
DELISTED
Avanos Medical
AVNS
$10K ﹤0.01%
237
– –
BBP icon
1007
Virtus Biotech ETF
BBP
$105M
$10K ﹤0.01%
253
– –
BL icon
1008
BlackLine
BL
$1.72B
$10K ﹤0.01%
190
– –
CFR icon
1009
Cullen/Frost Bankers
CFR
$10.2B
$10K ﹤0.01%
115
+15
+15% +$1.47K
DOX icon
1010
Amdocs
DOX
$6.22B
$10K ﹤0.01%
171
– –
EWC icon
1011
iShares MSCI Canada ETF
EWC
$6.46B
$10K ﹤0.01%
354
– –
FXN icon
1012
First Trust Energy AlphaDEX Fund
FXN
$368M
$10K ﹤0.01%
900
– –
GDDY icon
1013
GoDaddy
GDDY
$11.5B
$10K ﹤0.01%
154
– –
HEZU icon
1014
iShares Currency Hedged MSCI Eurozone ETF
HEZU
$586M
$10K ﹤0.01%
345
– –
KKR icon
1015
KKR & Co
KKR
$92.3B
$10K ﹤0.01%
401
-156
-28% -$3.73K
KN icon
1016
Knowles
KN
$3.34B
$10K ﹤0.01%
+573
New +$10.1K
LBRDK icon
1017
Liberty Broadband Class C
LBRDK
$5.15B
$10K ﹤0.01%
98
– –
MGEE icon
1018
MGE Energy Inc
MGEE
$3.08B
$10K ﹤0.01%
150
– –
MTD icon
1019
Mettler-Toledo International
MTD
$28.6B
$10K ﹤0.01%
13
– –
MTN icon
1020
Vail Resorts
MTN
$5.3B
$10K ﹤0.01%
49
+9
+23% +$2K
PBH icon
1021
Prestige Consumer Healthcare
PBH
$2.6B
$10K ﹤0.01%
+346
New +$10.3K
PCTY icon
1022
Paylocity
PCTY
$7.98B
$10K ﹤0.01%
112
+67
+149% +$6.36K
PULS icon
1023
PGIM Ultra Short Bond ETF
PULS
$18.4B
$10K ﹤0.01%
+200
New +$10K
SPH icon
1024
Suburban Propane Partners
SPH
$1.18B
$10K ﹤0.01%
425
– –
TRU icon
1025
TransUnion
TRU
$15.3B
$10K ﹤0.01%
144
+3
+2% +$205
39 40
41
42 43

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6M
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RFA
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CCT
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Carroll Financial Associates's Q2 2019 Portfolio in Review

As of Q2 2019, Carroll Financial Associates held 1,814 positions worth $1.15B, up 7.6% from $1.07B the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates deployed $48.1M of net new capital in Q2 2019, opening 287 new positions and adding to 511 existing holdings. Its largest new stake was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.

By sector, the portfolio is most concentrated in Financials at 6.8% of assets, up from 6.2% a quarter earlier, followed by Technology and Healthcare.

On the sell side, the largest reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, an estimated $22.5M trimmed.

  • Carroll Financial Associates's largest Q2 2019 buy was State Street SPDR Portfolio Short Term Treasury ETF: 368,957 shares worth $11.1M.
  • Carroll Financial Associates added most to iShares 3-7 Year Treasury Bond ETF in Q2 2019, an estimated $20.5M increase.
  • Carroll Financial Associates's biggest Q2 2019 reduction was State Street SPDR Portfolio S&P 400 Mid Cap ETF, cutting an estimated $22.5M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q2 2019, selling an estimated $4.07M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $1.15B portfolio in Q2 2019.
  • Carroll Financial Associates opened 287 new positions and closed 62 in Q2 2019.
  • Carroll Financial Associates's portfolio value rose 7.6% quarter-over-quarter to $1.15B.

Based on Carroll Financial Associates's 13F filing for Q2 2019, filed 8 Jul 2019.