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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+7.86%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$945M
AUM Growth
+$7.99M
Cap. Flow
-$46.8M
Cap. Flow %
-4.95%
Top 10 Hldgs %
50.8%
Holding
1,410
New
76
Increased
353
Reduced
179
Closed
32

Top Buys

Rank Stock Value
1
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$3.03M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$2.43M
3
PXH icon
Invesco FTSE RAFI Emerging Markets ETF
PXH
+$1.69M
4
GRES
IQ ARB Global Resources
GRES
+$1.28M
5
TFC icon
Truist Financial
TFC
+$558K

Top Sells

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$24.8M
2
SCIU
Global X Scientific Beta US ETF
SCIU
+$9.87M
3
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$7.2M
4
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$3.49M
5
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$3.17M

Sector Composition

Rank Sector Weight
1 Financials 7.96%
2 Technology 6.05%
3 Healthcare 3.89%
4 Energy 3.23%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBRA icon
1001
Sabra Healthcare REIT
SBRA
$5.37B
$7K ﹤0.01%
332
+11
+3% +$249
SSL icon
1002
Sasol
SSL
$7.1B
$7K ﹤0.01%
192
– –
UBSI icon
1003
United Bankshares
UBSI
$6.62B
$7K ﹤0.01%
205
+5
+3% +$190
VOD icon
1004
Vodafone
VOD
$37.4B
$7K ﹤0.01%
361
+59
+20% +$1.37K
WBD icon
1005
Warner Bros
WBD
$67.1B
$7K ﹤0.01%
219
– –
WDC icon
1006
Western Digital
WDC
$150B
$7K ﹤0.01%
175
+77
+79% +$3.9K
WH icon
1007
Wyndham Hotels & Resorts
WH
$5.48B
$7K ﹤0.01%
+140
New +$8.01K
XRX icon
1008
Xerox
XRX
$425M
$7K ﹤0.01%
293
– –
CPAY icon
1009
Corpay
CPAY
$25.7B
$7K ﹤0.01%
33
– –
EQIN
1010
Columbia U.S. Equity Income ETF
EQIN
$312M
$7K ﹤0.01%
251
– –
LSXMA
1011
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
$7K ﹤0.01%
231
– –
MGU
1012
DELISTED
Macquarie Global Infrastructure Total Return Fund, Inc.
MGU
$7K ﹤0.01%
366
– –
UMPQ
1013
DELISTED
Umpqua Holdings Corp
UMPQ
$7K ﹤0.01%
380
– –
DISCK
1014
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$7K ﹤0.01%
238
– –
GLIBA
1015
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$7K ﹤0.01%
142
– –
WFT
1016
DELISTED
Weatherford International plc
WFT
$7K ﹤0.01%
2,634
– –
AFSI
1017
DELISTED
AmTrust Financial Services, Inc.
AFSI
$7K ﹤0.01%
507
– –
IVTY
1018
DELISTED
Invuity, Inc
IVTY
$7K ﹤0.01%
1,000
– –
AAP icon
1019
Advance Auto Parts
AAP
$3.49B
$6K ﹤0.01%
40
-308
-89% -$47.3K
BBN icon
1020
BlackRock Taxable Municipal Bond Trust
BBN
$986M
$6K ﹤0.01%
300
– –
BHF icon
1021
Brighthouse Financial
BHF
$3.5B
$6K ﹤0.01%
145
-11
-7% -$463
BKR icon
1022
Baker Hughes
BKR
$61.1B
$6K ﹤0.01%
188
– –
BRO icon
1023
Brown & Brown
BRO
$23.9B
$6K ﹤0.01%
214
+16
+8% +$476
CMC icon
1024
Commercial Metals
CMC
$8.31B
$6K ﹤0.01%
300
– –
CX icon
1025
Cemex
CX
$16.3B
$6K ﹤0.01%
869
– –
39 40
41
42 43

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2018 Portfolio in Review

As of Q3 2018, Carroll Financial Associates held 1,410 positions worth $945M, up 0.85% from $937M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates withdrew a net $46.8M in Q3 2018, closing 32 positions and reducing 179 holdings. Its most notable exit was Cohen & Steers REIT and Preferred and Income Fund, an estimated $3.17M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8% of assets, up from 7.8% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Carroll Financial Associates opened a new position in Schwab Short-Term US Treasury ETF worth $239K.

  • Carroll Financial Associates's largest Q3 2018 buy was Schwab Short-Term US Treasury ETF: 9,680 shares worth $239K.
  • Carroll Financial Associates added most to WisdomTree Bloomberg Floating Rate Treasury Fund in Q3 2018, an estimated $3.03M increase.
  • Carroll Financial Associates's biggest Q3 2018 reduction was WisdomTree Trust WisdomTree US Quality Dividend Growth Fund, cutting an estimated $24.8M.
  • Carroll Financial Associates fully exited Cohen & Steers REIT and Preferred and Income Fund in Q3 2018, selling an estimated $3.17M.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $945M portfolio in Q3 2018.
  • Carroll Financial Associates opened 76 new positions and closed 32 in Q3 2018.
  • Carroll Financial Associates's portfolio value rose 0.85% quarter-over-quarter to $945M.

Based on Carroll Financial Associates's 13F filing for Q3 2018, filed 30 Oct 2018.