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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.11%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$937M
AUM Growth
+$26.5M
Cap. Flow
+$9.81M
Cap. Flow %
1.05%
Top 10 Hldgs %
51.05%
Holding
1,388
New
56
Increased
294
Reduced
206
Closed
54

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$3.29M
2
USFR
WisdomTree Bloomberg Floating Rate Treasury Fund
USFR
+$2.51M
3
RNP icon
Cohen & Steers REIT and Preferred and Income Fund
RNP
+$2.12M
4
ARKK icon
ARK Innovation ETF
ARKK
+$2M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$1.88M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$5.43M
2
BNY
Bank of New York Mellon
BNY
+$882K
3
BBDC icon
Barings BDC
BBDC
+$666K
4
HDEF icon
Xtrackers MSCI EAFE High Dividend Yield Equity ETF
HDEF
+$629K
5
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$582K

Sector Composition

Rank Sector Weight
1 Financials 7.82%
2 Technology 5.44%
3 Healthcare 3.4%
4 Energy 3.39%
5 Industrials 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HUM icon
1001
Humana
HUM
$46.2B
$6K ﹤0.01%
21
– –
KBE icon
1002
State Street SPDR S&P Bank ETF
KBE
$1.66B
$6K ﹤0.01%
+135
New +$6.59K
MIDD icon
1003
Middleby
MIDD
$6.08B
$6K ﹤0.01%
66
– –
MYD
1004
DELISTED
BlackRock MuniYield Fund
MYD
$6K ﹤0.01%
512
– –
NCV
1005
Virtus Convertible & Income Fund
NCV
$390M
$6K ﹤0.01%
247
– –
NEOG icon
1006
Neogen
NEOG
$2.5B
$6K ﹤0.01%
164
– –
OZK icon
1007
Bank OZK
OZK
$5.61B
$6K ﹤0.01%
152
+150
+7,500% +$7.14K
RWK icon
1008
Invesco S&P MidCap 400 Revenue ETF
RWK
$1.34B
$6K ﹤0.01%
100
– –
SBRA icon
1009
Sabra Healthcare REIT
SBRA
$5.37B
$6K ﹤0.01%
321
– –
SDOG icon
1010
ALPS Sector Dividend Dogs ETF
SDOG
$1.43B
$6K ﹤0.01%
148
+1
+0.7% +$44
SHG icon
1011
Shinhan Financial Group
SHG
$35.6B
$6K ﹤0.01%
158
– –
SONY icon
1012
Sony
SONY
$138B
$6K ﹤0.01%
670
– –
SRE icon
1013
Sempra
SRE
$54.8B
$6K ﹤0.01%
116
– –
TNL icon
1014
Travel + Leisure Co
TNL
$4.7B
$6K ﹤0.01%
140
-170
-55% -$8.39K
TRU icon
1015
TransUnion
TRU
$15.3B
$6K ﹤0.01%
93
– –
TS icon
1016
Tenaris
TS
$26.8B
$6K ﹤0.01%
168
– –
VVR icon
1017
Invesco Senior Income Trust
VVR
$454M
$6K ﹤0.01%
1,468
– –
WBD icon
1018
Warner Bros
WBD
$67.1B
$6K ﹤0.01%
219
– –
WPP icon
1019
WPP
WPP
$5.94B
$6K ﹤0.01%
89
– –
WU icon
1020
Western Union
WU
$2.21B
$6K ﹤0.01%
321
+6
+2% +$119
CPAY icon
1021
Corpay
CPAY
$25.7B
$6K ﹤0.01%
33
– –
NS
1022
DELISTED
NuStar Energy L.P.
NS
$6K ﹤0.01%
300
– –
DISCK
1023
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
$6K ﹤0.01%
238
– –
COR
1024
DELISTED
Coresite Realty Corporation
COR
$6K ﹤0.01%
58
– –
GLIBA
1025
DELISTED
GCI Liberty, Inc. Class A Common Stock (DE)
GLIBA
$6K ﹤0.01%
+142
New +$6.55K
39 40
41
42 43

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NFG
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6M
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RFA
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CCT
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CC
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RM
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Carroll Financial Associates's Q2 2018 Portfolio in Review

As of Q2 2018, Carroll Financial Associates held 1,388 positions worth $937M, up 2.9% from $911M the previous quarter. Its ten largest holdings account for 51% of the portfolio.

Carroll Financial Associates's Q2 2018 filing shows 56 new, 294 increased, 206 reduced and 54 closed positions. Its largest new stake was Global X SuperDividend ETF: 1,587 shares worth $99K. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $5.43M.

By sector, the portfolio is most concentrated in Financials at 7.8% of assets, down from 8.4% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q2 2018 buy was Global X SuperDividend ETF: 1,587 shares worth $99K.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q2 2018, an estimated $3.29M increase.
  • Carroll Financial Associates's biggest Q2 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $5.43M.
  • Carroll Financial Associates fully exited Monsanto Co in Q2 2018, selling an estimated $536K.
  • Carroll Financial Associates's ten largest holdings make up 51% of its $937M portfolio in Q2 2018.
  • Carroll Financial Associates opened 56 new positions and closed 54 in Q2 2018.
  • Carroll Financial Associates's portfolio value rose 2.9% quarter-over-quarter to $937M.

Based on Carroll Financial Associates's 13F filing for Q2 2018, filed 19 Jul 2018.