We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-1.67%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$911M
AUM Growth
-$3.6M
Cap. Flow
+$15.3M
Cap. Flow %
1.68%
Top 10 Hldgs %
50.32%
Holding
1,410
New
101
Increased
303
Reduced
271
Closed
77

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$7.66M
2
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$6.33M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.14M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$3.36M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.05M

Top Sells

Rank Stock Value
1
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$6.71M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.53M
3
PXF icon
Invesco FTSE RAFI Developed Markets ex-US ETF
PXF
+$1.92M
4
ENFR icon
Alerian Energy Infrastructure ETF
ENFR
+$1.66M
5
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$1.32M

Sector Composition

Rank Sector Weight
1 Financials 8.36%
2 Technology 5.38%
3 Healthcare 3.52%
4 Energy 3.18%
5 Consumer Staples 2.48%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELLI
1001
DELISTED
Ellie Mae Inc
ELLI
$6K ﹤0.01%
66
– –
AFSI
1002
DELISTED
AmTrust Financial Services, Inc.
AFSI
$6K ﹤0.01%
507
– –
QCP
1003
DELISTED
Quality Care Properties, Inc.
QCP
$6K ﹤0.01%
337
+60
+22% +$896
OA
1004
DELISTED
Orbital ATK, Inc.
OA
$6K ﹤0.01%
50
– –
MSCC
1005
DELISTED
Microsemi Corp
MSCC
$6K ﹤0.01%
93
+51
+121% +$3.15K
WPZ
1006
DELISTED
Williams Partners L.P.
WPZ
$6K ﹤0.01%
179
– –
REV
1007
DELISTED
Revlon, Inc.
REV
$6K ﹤0.01%
297
– –
ORBC
1008
DELISTED
ORBCOMM, Inc.
ORBC
$6K ﹤0.01%
644
– –
XLYS
1009
DELISTED
POWERSHARES S&P SMALLCAP CONSUMER DISCRETIONARY PORT
XLYS
$6K ﹤0.01%
115
– –
AGI icon
1010
Alamos Gold
AGI
$13.8B
$5K ﹤0.01%
1,100
– –
AMLP icon
1011
Alerian MLP ETF
AMLP
$13.2B
$5K ﹤0.01%
120
– –
ARI
1012
Apollo Commercial Real Estate
ARI
$877M
$5K ﹤0.01%
300
– –
BAH icon
1013
Booz Allen Hamilton
BAH
$9.26B
$5K ﹤0.01%
142
-64
-31% -$2.47K
BKR icon
1014
Baker Hughes
BKR
$63.1B
$5K ﹤0.01%
188
+37
+25% +$1.13K
CGNX icon
1015
Cognex
CGNX
$10.8B
$5K ﹤0.01%
114
– –
CNC icon
1016
Centene
CNC
$32.9B
$5K ﹤0.01%
98
-68
-41% -$3.54K
CRH icon
1017
CRH
CRH
$66.8B
$5K ﹤0.01%
153
– –
CX icon
1018
Cemex
CX
$16.4B
$5K ﹤0.01%
869
– –
DSU icon
1019
BlackRock Debt Strategies Fund
DSU
$597M
$5K ﹤0.01%
436
– –
ENOV icon
1020
Enovis
ENOV
$1.46B
$5K ﹤0.01%
107
– –
ETY icon
1021
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$5K ﹤0.01%
440
– –
EXI icon
1022
iShares Global Industrials ETF
EXI
$1.48B
$5K ﹤0.01%
65
– –
HAIN icon
1023
Hain Celestial
HAIN
$54.4M
$5K ﹤0.01%
186
+160
+615% +$5.81K
HSTM icon
1024
HealthStream
HSTM
$861M
$5K ﹤0.01%
221
– –
HUM icon
1025
Humana
HUM
$46.5B
$5K ﹤0.01%
+21
New +$5.68K
39 40
41
42 43

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q1 2018 Portfolio in Review

As of Q1 2018, Carroll Financial Associates held 1,410 positions worth $911M, down 0.39% from $914M the previous quarter. Its ten largest holdings account for 50% of the portfolio.

Carroll Financial Associates's Q1 2018 filing shows 101 new, 303 increased, 271 reduced and 77 closed positions. Its largest new stake was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M. The largest sale was Xtrackers MSCI EAFE Hedged Equity ETF, an estimated $6.71M.

By sector, the portfolio is most concentrated in Financials at 8.4% of assets, up from 8.2% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q1 2018 buy was WisdomTree Bloomberg Floating Rate Treasury Fund: 79,598 shares worth $2M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q1 2018, an estimated $7.66M increase.
  • Carroll Financial Associates's biggest Q1 2018 reduction was Xtrackers MSCI EAFE Hedged Equity ETF, cutting an estimated $6.71M.
  • Carroll Financial Associates fully exited VelocityShares VIX Short Volatility Hedged ETN in Q1 2018, selling an estimated $158K.
  • Carroll Financial Associates's ten largest holdings make up 50% of its $911M portfolio in Q1 2018.
  • Carroll Financial Associates opened 101 new positions and closed 77 in Q1 2018.
  • Carroll Financial Associates's portfolio value fell 0.39% quarter-over-quarter to $911M.

Based on Carroll Financial Associates's 13F filing for Q1 2018, filed 6 Apr 2018.