We are live on ! Find out more
CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.38%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$914M
AUM Growth
+$36.5M
Cap. Flow
+$2.45M
Cap. Flow %
0.27%
Top 10 Hldgs %
49%
Holding
1,358
New
82
Increased
240
Reduced
272
Closed
50

Top Buys

Rank Stock Value
1
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
2
DD icon
DuPont de Nemours
DD
+$5.6M
3
RNRG icon
Global X Renewable Energy Producers ETF
RNRG
+$3.9M
4
FCNCA icon
First Citizens BancShares
FCNCA
+$2.93M
5
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$2.59M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$7.84M
2
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$4.29M
3
PDP icon
Invesco Dorsey Wright Momentum ETF
PDP
+$4.21M
4
GE icon
GE Aerospace
GE
+$3.42M
5
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$2.17M

Sector Composition

Rank Sector Weight
1 Financials 8.18%
2 Technology 5.27%
3 Energy 3.62%
4 Healthcare 3.57%
5 Consumer Staples 2.76%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NEOG icon
1001
Neogen
NEOG
$2.49B
$5K ﹤0.01%
179
– –
NOBL icon
1002
ProShares S&P 500 Dividend Aristocrats ETF
NOBL
$12B
$5K ﹤0.01%
186
– –
PKG icon
1003
Packaging Corp of America
PKG
$22.9B
$5K ﹤0.01%
+45
New +$5.22K
P
1004
Everpure Inc
P
$29.4B
$5K ﹤0.01%
374
– –
PZZA icon
1005
Papa John's
PZZA
$800M
$5K ﹤0.01%
+100
New +$6.22K
RWL icon
1006
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$5K ﹤0.01%
100
– –
STZ icon
1007
Constellation Brands
STZ
$23.1B
$5K ﹤0.01%
25
– –
TLT icon
1008
iShares 20+ Year Treasury Bond ETF
TLT
$41.6B
$5K ﹤0.01%
43
– –
TS icon
1009
Tenaris
TS
$26.9B
$5K ﹤0.01%
168
– –
URE icon
1010
ProShares Ultra Real Estate
URE
$59.2M
$5K ﹤0.01%
80
– –
WIW
1011
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$511M
$5K ﹤0.01%
451
– –
WTM icon
1012
White Mountains Insurance
WTM
$5.27B
$5K ﹤0.01%
6
– –
WU icon
1013
Western Union
WU
$2.23B
$5K ﹤0.01%
315
+3
+1% +$59
GNCA
1014
DELISTED
Genocea Biosciences, Inc.
GNCA
$5K ﹤0.01%
625
– –
ELLI
1015
DELISTED
Ellie Mae Inc
ELLI
$5K ﹤0.01%
66
-5
-7% -$442
AFSI
1016
DELISTED
AmTrust Financial Services, Inc.
AFSI
$5K ﹤0.01%
507
– –
TCHF
1017
DELISTED
iShares Edge MSCI Multifactor Technology ETF
TCHF
$5K ﹤0.01%
143
– –
ESV
1018
DELISTED
Ensco Rowan plc
ESV
$5K ﹤0.01%
240
– –
ACGL icon
1019
Arch Capital
ACGL
$33.7B
$4K ﹤0.01%
135
– –
ALRM icon
1020
Alarm.com
ALRM
$2.83B
$4K ﹤0.01%
129
– –
AMCX icon
1021
AMC Global Media
AMCX
$494M
$4K ﹤0.01%
75
– –
BKR icon
1022
Baker Hughes
BKR
$62.1B
$4K ﹤0.01%
151
-3,592
-96% -$115K
BLW icon
1023
BlackRock Limited Duration Income Trust
BLW
$492M
$4K ﹤0.01%
313
– –
BRO icon
1024
Brown & Brown
BRO
$24.1B
$4K ﹤0.01%
166
– –
CENN icon
1025
Cenntro
CENN
$8.33M
– –
0
– –
39 40
41
42 43

Similar funds

TU
TDAM USA Toronto, Ontario, Canada $1.61B AUM 28.05% 1-Year Est. Return
NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
Reilly Financial Advisors La Mesa, California $1.35B AUM 22.65% 1-Year Est. Return
CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
Resource Management Metairie, Louisiana $970M AUM 28.05% 1-Year Est. Return

Carroll Financial Associates's Q4 2017 Portfolio in Review

As of Q4 2017, Carroll Financial Associates held 1,358 positions worth $914M, up 4.2% from $878M the previous quarter. Its ten largest holdings account for 49% of the portfolio.

Carroll Financial Associates's Q4 2017 filing shows 82 new, 240 increased, 272 reduced and 50 closed positions. Its largest new stake was DuPont de Nemours: 31,101 shares worth $5.61M. The largest sale was Park Sterling Corp., an estimated $7.84M.

By sector, the portfolio is most concentrated in Financials at 8.2% of assets, down from 8.7% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2017 buy was DuPont de Nemours: 31,101 shares worth $5.61M.
  • Carroll Financial Associates added most to Knowledge Leaders Developed World ETF in Q4 2017, an estimated $11.3M increase.
  • Carroll Financial Associates's biggest Q4 2017 reduction was Global X MLP & Energy Infrastructure ETF, cutting an estimated $4.29M.
  • Carroll Financial Associates fully exited Park Sterling Corp. in Q4 2017, selling an estimated $7.84M.
  • Carroll Financial Associates's ten largest holdings make up 49% of its $914M portfolio in Q4 2017.
  • Carroll Financial Associates opened 82 new positions and closed 50 in Q4 2017.
  • Carroll Financial Associates's portfolio value rose 4.2% quarter-over-quarter to $914M.

Based on Carroll Financial Associates's 13F filing for Q4 2017, filed 18 Jan 2018.