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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.57%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$878M
AUM Growth
+$50.8M
Cap. Flow
+$12.8M
Cap. Flow %
1.46%
Top 10 Hldgs %
47.08%
Holding
1,346
New
83
Increased
259
Reduced
310
Closed
70

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$13.1M
2
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$11.3M
3
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$6.91M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.07M
5
RTX icon
RTX Corp
RTX
+$4.07M

Top Sells

Rank Stock Value
1
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$14.9M
2
DD icon
DuPont de Nemours
DD
+$7.88M
3
XIVH
VelocityShares VIX Short Volatility Hedged ETN
XIVH
+$3.8M
4
DD
Du Pont De Nemours E I
DD
+$1.5M
5
SLYV icon
State Street SPDR S&P 600 Small Cap Value ETF
SLYV
+$1.33M

Sector Composition

Rank Sector Weight
1 Financials 8.75%
2 Technology 5.53%
3 Healthcare 3.99%
4 Energy 3.84%
5 Industrials 3.2%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ELLI
1001
DELISTED
Ellie Mae Inc
ELLI
$5K ﹤0.01%
71
– –
TCHF
1002
DELISTED
iShares Edge MSCI Multifactor Technology ETF
TCHF
$5K ﹤0.01%
143
– –
FNGN
1003
DELISTED
Financial Engines, Inc.
FNGN
$5K ﹤0.01%
137
– –
CBF
1004
DELISTED
Capital Bank Financial Corp. Class A Common Stock
CBF
$5K ﹤0.01%
142
– –
NLSN
1005
DELISTED
Nielsen Holdings plc
NLSN
$5K ﹤0.01%
+129
New +$5.15K
ESV
1006
DELISTED
Ensco Rowan plc
ESV
$5K ﹤0.01%
240
– –
ACGL icon
1007
Arch Capital
ACGL
$33.6B
$4K ﹤0.01%
135
– –
AMCX icon
1008
AMC Global Media
AMCX
$489M
$4K ﹤0.01%
75
– –
BRO icon
1009
Brown & Brown
BRO
$23.9B
$4K ﹤0.01%
166
– –
CENN icon
1010
Cenntro
CENN
$8.43M
– –
0
– –
CIK
1011
Credit Suisse Asset Management Income Fund
CIK
$134M
$4K ﹤0.01%
+1,373
New +$4.62K
DBC icon
1012
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$4K ﹤0.01%
304
+91
+43% +$1.35K
DEW icon
1013
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
100
– –
DVA icon
1014
DaVita
DVA
$11.7B
$4K ﹤0.01%
74
– –
DXC icon
1015
DXC Technology
DXC
$1.73B
$4K ﹤0.01%
64
-930
-94% -$66K
EMLC icon
1016
VanEck JP Morgan EM Local Currency Bond ETF
EMLC
$4.83B
$4K ﹤0.01%
116
– –
FCPT icon
1017
Four Corners Property Trust
FCPT
$2.75B
$4K ﹤0.01%
181
– –
GDX icon
1018
VanEck Gold Miners ETF
GDX
$27.4B
$4K ﹤0.01%
215
-280
-57% -$6.46K
GQRE icon
1019
FlexShares Global Quality Real Estate Index Fund
GQRE
$420M
$4K ﹤0.01%
+71
New +$4.35K
HBAN icon
1020
Huntington Bancshares
HBAN
$35.4B
$4K ﹤0.01%
316
-1,823
-85% -$24K
ICF icon
1021
iShares Select U.S. REIT ETF
ICF
$2.09B
$4K ﹤0.01%
88
+4
+5% +$203
OPLN
1022
Openlane
OPLN
$4.54B
$4K ﹤0.01%
262
– –
KRG icon
1023
Kite Realty
KRG
$5.36B
$4K ﹤0.01%
213
– –
MIDU icon
1024
Direxion Daily Mid Cap Bull 3X ETF
MIDU
$75.6M
$4K ﹤0.01%
98
– –
PINC
1025
DELISTED
Premier
PINC
$4K ﹤0.01%
141
– –
39 40
41
42 43

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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q3 2017 Portfolio in Review

As of Q3 2017, Carroll Financial Associates held 1,346 positions worth $878M, up 6.1% from $827M the previous quarter. Its ten largest holdings account for 47% of the portfolio.

Carroll Financial Associates's Q3 2017 filing shows 83 new, 259 increased, 310 reduced and 70 closed positions. Its largest new stake was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M. The largest sale was iShares MSCI USA Momentum Factor ETF, an estimated $14.9M.

By sector, the portfolio is most concentrated in Financials at 8.7% of assets, down from 8.9% a quarter earlier, followed by Technology and Healthcare.

  • Carroll Financial Associates's largest Q3 2017 buy was Invesco S&P SmallCap 600 Revenue ETF: 85,920 shares worth $1.98M.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q3 2017, an estimated $13.1M increase.
  • Carroll Financial Associates's biggest Q3 2017 reduction was iShares MSCI USA Momentum Factor ETF, cutting an estimated $14.9M.
  • Carroll Financial Associates fully exited DuPont de Nemours in Q3 2017, selling an estimated $7.88M.
  • Carroll Financial Associates's ten largest holdings make up 47% of its $878M portfolio in Q3 2017.
  • Carroll Financial Associates opened 83 new positions and closed 70 in Q3 2017.
  • Carroll Financial Associates's portfolio value rose 6.1% quarter-over-quarter to $878M.

Based on Carroll Financial Associates's 13F filing for Q3 2017, filed 25 Oct 2017.