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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+5.36%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$785M
AUM Growth
+$84M
Cap. Flow
+$49.3M
Cap. Flow %
6.28%
Top 10 Hldgs %
45.22%
Holding
1,307
New
75
Increased
250
Reduced
239
Closed
52

Top Buys

Rank Stock Value
1
ENB icon
Enbridge
ENB
+$5.57M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$5.52M
3
EEMV icon
iShares MSCI Emerging Markets Min Vol Factor ETF
EEMV
+$5.48M
4
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$4.65M
5
AXP icon
American Express
AXP
+$3.41M

Top Sells

Rank Stock Value
1
HSCZ icon
iShares Currency Hedged MSCI EAFE Small-Cap ETF
HSCZ
+$5.59M
2
SE
Spectra Energy Corp Wi
SE
+$3.64M
3
PDN icon
Invesco FTSE RAFI Developed Markets ex-US Small-Mid ETF
PDN
+$1.34M
4
VIIX
VelocityShares VIX Short Term ETN
VIIX
+$779K
5
LOB icon
Live Oak Bancshares
LOB
+$752K

Sector Composition

Rank Sector Weight
1 Financials 9.12%
2 Technology 5.75%
3 Energy 4.37%
4 Healthcare 4.06%
5 Industrials 3.29%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WAIR
1001
DELISTED
WESCO Aircraft Holdings Inc.
WAIR
$5K ﹤0.01%
500
– –
ZOES
1002
DELISTED
Zoe's Kitchen, Inc.
ZOES
$5K ﹤0.01%
300
– –
PRXL
1003
DELISTED
Parexel International Corp
PRXL
$5K ﹤0.01%
89
– –
WFM
1004
DELISTED
Whole Foods Market Inc
WFM
$5K ﹤0.01%
+200
New +$6.02K
ATVI
1005
DELISTED
Activision Blizzard
ATVI
$5K ﹤0.01%
120
– –
SPLS
1006
DELISTED
Staples Inc
SPLS
$5K ﹤0.01%
675
– –
ASIX icon
1007
AdvanSix
ASIX
$443M
$4K ﹤0.01%
149
-6
-4% -$155
BLW icon
1008
BlackRock Limited Duration Income Trust
BLW
$491M
$4K ﹤0.01%
313
– –
BRO icon
1009
Brown & Brown
BRO
$23.9B
$4K ﹤0.01%
202
– –
DEW icon
1010
WisdomTree Global High Dividend Fund
DEW
$155M
$4K ﹤0.01%
100
– –
DIA icon
1011
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.4B
$4K ﹤0.01%
20
– –
ETY icon
1012
Eaton Vance Tax-Managed Diversified Equity Income Fund
ETY
$2.34B
$4K ﹤0.01%
440
– –
EXG icon
1013
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.05B
$4K ﹤0.01%
495
– –
FCPT icon
1014
Four Corners Property Trust
FCPT
$2.75B
$4K ﹤0.01%
181
– –
KRG icon
1015
Kite Realty
KRG
$5.36B
$4K ﹤0.01%
213
– –
PEG icon
1016
Public Service Enterprise Group
PEG
$37.8B
$4K ﹤0.01%
94
– –
PGR icon
1017
Progressive
PGR
$125B
$4K ﹤0.01%
111
+11
+11% +$420
PINC
1018
DELISTED
Premier
PINC
$4K ﹤0.01%
141
– –
PSP icon
1019
Invesco Global Listed Private Equity ETF
PSP
$246M
$4K ﹤0.01%
71
+1
+1% +$58
RWL icon
1020
Invesco S&P 500 Revenue ETF
RWL
$9.86B
$4K ﹤0.01%
100
– –
TKC icon
1021
Turkcell
TKC
$4.79B
$4K ﹤0.01%
578
– –
URE icon
1022
ProShares Ultra Real Estate
URE
$59.9M
$4K ﹤0.01%
80
– –
VAC icon
1023
Marriott Vacations Worldwide
VAC
$4.28B
$4K ﹤0.01%
45
– –
VCIT icon
1024
Vanguard Intermediate-Term Corporate Bond ETF
VCIT
$66.3B
$4K ﹤0.01%
47
– –
WYNN icon
1025
Wynn Resorts
WYNN
$10.7B
$4K ﹤0.01%
38
-44
-54% -$4.39K
39 40
41
42 43

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NFG
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6M
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RFA
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CCT
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C
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CC
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RM
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Carroll Financial Associates's Q1 2017 Portfolio in Review

As of Q1 2017, Carroll Financial Associates held 1,307 positions worth $785M, up 12% from $701M the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Carroll Financial Associates deployed $49.3M of net new capital in Q1 2017, opening 75 new positions and adding to 250 existing holdings. Its largest new stake was Enbridge: 131,920 shares worth $5.52M.

By sector, the portfolio is most concentrated in Financials at 9.1% of assets, down from 9.5% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, an estimated $5.59M trimmed.

  • Carroll Financial Associates's largest Q1 2017 buy was Enbridge: 131,920 shares worth $5.52M.
  • Carroll Financial Associates added most to Invesco FTSE RAFI US 1000 ETF in Q1 2017, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q1 2017 reduction was iShares Currency Hedged MSCI EAFE Small-Cap ETF, cutting an estimated $5.59M.
  • Carroll Financial Associates fully exited Spectra Energy Corp Wi in Q1 2017, selling an estimated $3.64M.
  • Carroll Financial Associates's ten largest holdings make up 45% of its $785M portfolio in Q1 2017.
  • Carroll Financial Associates opened 75 new positions and closed 52 in Q1 2017.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $785M.

Based on Carroll Financial Associates's 13F filing for Q1 2017, filed 11 Apr 2017.