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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+3.88%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$701M
AUM Growth
+$34.8M
Cap. Flow
+$12.6M
Cap. Flow %
1.79%
Top 10 Hldgs %
45.65%
Holding
1,296
New
50
Increased
228
Reduced
255
Closed
65

Top Buys

Rank Stock Value
1
DGRW icon
WisdomTree Trust WisdomTree US Quality Dividend Growth Fund
DGRW
+$5.71M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$4.33M
3
KLDW
Knowledge Leaders Developed World ETF
KLDW
+$4M
4
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$3.71M
5
IVV icon
iShares Core S&P 500 ETF
IVV
+$1.58M

Top Sells

Rank Stock Value
1
PSTB
Park Sterling Corp.
PSTB
+$2.87M
2
DBEU icon
Xtrackers MSCI Europe Hedged Equity ETF
DBEU
+$2.52M
3
PNY
PIEDMONT NATURAL GAS CO INC(NC
PNY
+$2.34M
4
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$1.12M
5
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$842K

Sector Composition

Rank Sector Weight
1 Financials 9.48%
2 Technology 5.84%
3 Energy 4.14%
4 Healthcare 3.95%
5 Industrials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMG icon
1001
Chipotle Mexican Grill
CMG
$41.5B
$3K ﹤0.01%
400
– –
CNQ icon
1002
Canadian Natural Resources
CNQ
$93.8B
$3K ﹤0.01%
208
– –
DBC icon
1003
Invesco DB Commodity Index Tracking Fund
DBC
$1.66B
$3K ﹤0.01%
240
+27
+13% +$411
DIA icon
1004
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$46.5B
$3K ﹤0.01%
20
– –
DLB icon
1005
Dolby
DLB
$5.79B
$3K ﹤0.01%
75
– –
DNOW icon
1006
DNOW Inc
DNOW
$2.99B
$3K ﹤0.01%
161
– –
ERH
1007
Allspring Utilities & High Income Fund
ERH
$103M
$3K ﹤0.01%
300
– –
EXG icon
1008
Eaton Vance Tax-Managed Global Diversified Equity Income Fund
EXG
$3.06B
$3K ﹤0.01%
495
– –
FCPT icon
1009
Four Corners Property Trust
FCPT
$2.75B
$3K ﹤0.01%
181
– –
FWONK icon
1010
Liberty Media Series C
FWONK
$25.8B
$3K ﹤0.01%
114
-89
-44% -$2.55K
GDXJ icon
1011
VanEck Junior Gold Miners ETF
GDXJ
$8.46B
$3K ﹤0.01%
97
– –
IOR
1012
Income Opportunity Realty Investors
IOR
$3K ﹤0.01%
456
– –
JEF icon
1013
Jefferies Financial Group
JEF
$13.1B
$3K ﹤0.01%
191
– –
LYG icon
1014
Lloyds Banking Group
LYG
$91.3B
$3K ﹤0.01%
1,067
– –
MFC icon
1015
Manulife Financial
MFC
$73.5B
$3K ﹤0.01%
196
– –
PARAA
1016
DELISTED
Paramount Global Class A
PARAA
$3K ﹤0.01%
50
– –
PGR icon
1017
Progressive
PGR
$125B
$3K ﹤0.01%
100
+13
+15% +$430
PLD icon
1018
Prologis
PLD
$133B
$3K ﹤0.01%
67
– –
PMO
1019
Franklin Municipal Opportunities Trust
PMO
$285M
$3K ﹤0.01%
+333
New +$4.09K
PSP icon
1020
Invesco Global Listed Private Equity ETF
PSP
$246M
$3K ﹤0.01%
70
– –
ST icon
1021
Sensata Technologies
ST
$6.79B
$3K ﹤0.01%
85
– –
TKC icon
1022
Turkcell
TKC
$4.79B
$3K ﹤0.01%
578
– –
TRMB icon
1023
Trimble
TRMB
$13.9B
$3K ﹤0.01%
103
– –
UPBD icon
1024
Upbound Group
UPBD
$1.16B
$3K ﹤0.01%
300
– –
UWM icon
1025
ProShares Ultra Russell2000
UWM
$249M
$3K ﹤0.01%
112
– –
39 40
41
42 43

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q4 2016 Portfolio in Review

As of Q4 2016, Carroll Financial Associates held 1,296 positions worth $701M, up 5.2% from $666M the previous quarter. Its ten largest holdings account for 46% of the portfolio.

Carroll Financial Associates's Q4 2016 filing shows 50 new, 228 increased, 255 reduced and 65 closed positions. Its largest new stake was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K. The largest sale was Park Sterling Corp., an estimated $2.87M.

By sector, the portfolio is most concentrated in Financials at 9.5% of assets, up from 8.9% a quarter earlier, followed by Technology and Energy.

  • Carroll Financial Associates's largest Q4 2016 buy was VelocityShares VIX Short Term ETN: 3,616 shares worth $779K.
  • Carroll Financial Associates added most to WisdomTree Trust WisdomTree US Quality Dividend Growth Fund in Q4 2016, an estimated $5.71M increase.
  • Carroll Financial Associates's biggest Q4 2016 reduction was Park Sterling Corp., cutting an estimated $2.87M.
  • Carroll Financial Associates fully exited PIEDMONT NATURAL GAS CO INC(NC in Q4 2016, selling an estimated $2.34M.
  • Carroll Financial Associates's ten largest holdings make up 46% of its $701M portfolio in Q4 2016.
  • Carroll Financial Associates opened 50 new positions and closed 65 in Q4 2016.
  • Carroll Financial Associates's portfolio value rose 5.2% quarter-over-quarter to $701M.

Based on Carroll Financial Associates's 13F filing for Q4 2016, filed 11 Jan 2017.