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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
+2.16%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$538M
AUM Growth
+$58M
Cap. Flow
+$46.6M
Cap. Flow %
8.66%
Top 10 Hldgs %
44.15%
Holding
1,319
New
136
Increased
373
Reduced
192
Closed
80

Top Buys

Rank Stock Value
1
GSLC icon
Goldman Sachs ActiveBeta US Large Cap Equity ETF
GSLC
+$11M
2
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$8.68M
3
SCIU
Global X Scientific Beta US ETF
SCIU
+$7.1M
4
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$6.75M
5
MTUM icon
iShares MSCI USA Momentum Factor ETF
MTUM
+$2.99M

Top Sells

Rank Stock Value
1
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$8.16M
2
SE
Spectra Energy Corp Wi
SE
+$3.04M
3
MLPX icon
Global X MLP & Energy Infrastructure ETF
MLPX
+$1.14M
4
PKW icon
Invesco BuyBack Achievers ETF
PKW
+$765K
5
GPT
Gramercy Property Trust
GPT
+$611K

Sector Composition

Rank Sector Weight
1 Financials 9.82%
2 Technology 6.79%
3 Energy 4.95%
4 Consumer Staples 4.87%
5 Industrials 4.6%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PSP icon
1001
Invesco Global Listed Private Equity ETF
PSP
$246M
$3K ﹤0.01%
+68
New +$3.29K
SPXC icon
1002
SPX Corp
SPXC
$10.8B
$3K ﹤0.01%
208
-29
-12% -$310
SSYS icon
1003
Stratasys
SSYS
$774M
$3K ﹤0.01%
130
– –
THQ
1004
abrdn Healthcare Opportunities Fund
THQ
$796M
$3K ﹤0.01%
250
– –
UHS icon
1005
Universal Health Services
UHS
$10.5B
$3K ﹤0.01%
+27
New +$3.04K
VRNT
1006
DELISTED
Verint Systems
VRNT
$3K ﹤0.01%
206
– –
VRTX icon
1007
Vertex Pharmaceuticals
VRTX
$126B
$3K ﹤0.01%
46
– –
WDC icon
1008
Western Digital
WDC
$150B
$3K ﹤0.01%
106
– –
WTW icon
1009
Willis Towers Watson
WTW
$32B
$3K ﹤0.01%
31
– –
CMBT
1010
CMB.TECH NV
CMBT
$4.73B
$3K ﹤0.01%
315
– –
ERF
1011
DELISTED
Enerplus Corporation
ERF
$3K ﹤0.01%
800
– –
BKCC
1012
DELISTED
BlackRock Capital Investment Corporation
BKCC
$3K ﹤0.01%
400
– –
CS
1013
DELISTED
Credit Suisse Group
CS
$3K ﹤0.01%
249
– –
AIG.WS
1014
DELISTED
American International Group, Inc.
AIG.WS
$3K ﹤0.01%
184
+14
+8% +$255
WBC
1015
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
33
– –
LPT
1016
DELISTED
Liberty Property Trust
LPT
$3K ﹤0.01%
100
– –
WP
1017
DELISTED
Worldpay, Inc.
WP
$3K ﹤0.01%
+62
New +$3.03K
TFCFA
1018
DELISTED
Twenty-First Century Fox, Inc. Class A
TFCFA
$3K ﹤0.01%
138
+70
+103% +$1.87K
CVC
1019
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$3K ﹤0.01%
110
– –
SZYM
1020
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$3K ﹤0.01%
1,750
– –
WPZ
1021
DELISTED
Williams Partners L.P.
WPZ
$3K ﹤0.01%
+179
New +$3.51K
STRZA
1022
DELISTED
Starz - Series A
STRZA
$3K ﹤0.01%
139
– –
ACGL icon
1023
Arch Capital
ACGL
$33.6B
$2K ﹤0.01%
108
– –
ACWV icon
1024
iShares MSCI Global Min Vol Factor ETF
ACWV
$3.38B
$2K ﹤0.01%
+37
New +$2.56K
AER icon
1025
AerCap
AER
$23.8B
$2K ﹤0.01%
55
-40
-42% -$1.38K
39 40
41
42 43

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NFG
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6M
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RFA
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CCT
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RM
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Carroll Financial Associates's Q1 2016 Portfolio in Review

As of Q1 2016, Carroll Financial Associates held 1,319 positions worth $538M, up 12% from $480M the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Carroll Financial Associates deployed $46.6M of net new capital in Q1 2016, opening 136 new positions and adding to 373 existing holdings. Its largest new stake was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.

By sector, the portfolio is most concentrated in Financials at 9.8% of assets, down from 11% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Invesco S&P 500 Downside Hedged ETF, an estimated $8.16M trimmed.

  • Carroll Financial Associates's largest Q1 2016 buy was Knowledge Leaders Developed World ETF: 76,428 shares worth $1.93M.
  • Carroll Financial Associates added most to Goldman Sachs ActiveBeta US Large Cap Equity ETF in Q1 2016, an estimated $11M increase.
  • Carroll Financial Associates's biggest Q1 2016 reduction was Invesco S&P 500 Downside Hedged ETF, cutting an estimated $8.16M.
  • Carroll Financial Associates fully exited UBS AG 2XMTHLY LEV LG EXCH TRD ACCESS SEC E-TRACS ALERIAN in Q1 2016, selling an estimated $541K.
  • Carroll Financial Associates's ten largest holdings make up 44% of its $538M portfolio in Q1 2016.
  • Carroll Financial Associates opened 136 new positions and closed 80 in Q1 2016.
  • Carroll Financial Associates's portfolio value rose 12% quarter-over-quarter to $538M.

Based on Carroll Financial Associates's 13F filing for Q1 2016, filed 20 Apr 2016.