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CFA

Carroll Financial Associates Portfolio holdings

AUM $1.88B
1-Year Est. Return 20.52%
This Fund
S&P 500
This Quarter Est. Return
-7.01%
1 Year Est. Return
+20.52%
3 Year Est. Return
+80.57%
5 Year Est. Return
+102.34%
10 Year Est. Return
–
AUM
$451M
AUM Growth
+$4.05M
Cap. Flow
+$19M
Cap. Flow %
4.21%
Top 10 Hldgs %
41.98%
Holding
1,252
New
121
Increased
384
Reduced
193
Closed
84

Top Buys

Rank Stock Value
1
USMV icon
iShares MSCI USA Min Vol Factor ETF
USMV
+$5.52M
2
MNA icon
IQ ARB Merger Arbitrage ETF
MNA
+$2.56M
3
PRF icon
Invesco FTSE RAFI US 1000 ETF
PRF
+$2.18M
4
TREE icon
LendingTree
TREE
+$1.57M
5
DBEF icon
Xtrackers MSCI EAFE Hedged Equity ETF
DBEF
+$1.53M

Top Sells

Rank Stock Value
1
BBRC
Columbia Beyond BRICs ETF
BBRC
+$5.39M
2
PHDG icon
Invesco S&P 500 Downside Hedged ETF
PHDG
+$4.09M
3
OCSL icon
Oaktree Specialty Lending
OCSL
+$1.36M
4
DGRE icon
WisdomTree Trust WisdomTree Emerging Markets Quality Dividend Growth Fund
DGRE
+$861K
5
BAX icon
Baxter International
BAX
+$815K

Sector Composition

Rank Sector Weight
1 Financials 11.5%
2 Technology 7.62%
3 Energy 5.42%
4 Healthcare 5.01%
5 Consumer Staples 4.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AIZ icon
1001
Assurant
AIZ
$14.3B
$1K ﹤0.01%
22
– –
AOA icon
1002
iShares Core 80/20 Aggressive Allocation ETF
AOA
$3.28B
$1K ﹤0.01%
+30
New +$1.38K
AWI icon
1003
Armstrong World Industries
AWI
$7.84B
$1K ﹤0.01%
33
– –
BBY icon
1004
Best Buy
BBY
$17.3B
$1K ﹤0.01%
43
– –
BCS icon
1005
Barclays
BCS
$94.1B
$1K ﹤0.01%
125
– –
BG icon
1006
Bunge Global
BG
$20.8B
$1K ﹤0.01%
23
-114
-83% -$8.82K
BWX icon
1007
State Street SPDR Bloomberg International Treasury Bond ETF
BWX
$1.32B
$1K ﹤0.01%
+42
New +$1.09K
CE icon
1008
Celanese
CE
$4.82B
$1K ﹤0.01%
30
– –
DBRG icon
1009
DigitalBridge
DBRG
$2.95B
$1K ﹤0.01%
27
– –
DDD icon
1010
3D Systems Corp
DDD
$613M
$1K ﹤0.01%
155
– –
DECK icon
1011
Deckers Outdoor
DECK
$13.3B
$1K ﹤0.01%
+168
New +$1.87K
GNW icon
1012
Genworth Financial
GNW
$3.71B
$1K ﹤0.01%
370
-140
-27% -$824
HII icon
1013
Huntington Ingalls Industries
HII
$12.8B
$1K ﹤0.01%
17
– –
HYT icon
1014
BlackRock Corporate High Yield Fund
HYT
$1.37B
$1K ﹤0.01%
122
-39
-24% -$402
IEMG icon
1015
iShares Core MSCI Emerging Markets ETF
IEMG
$156B
$1K ﹤0.01%
+40
New +$1.71K
IMNN icon
1016
Imunon
IMNN
$6.77M
– –
0
– –
IMO icon
1017
Imperial Oil
IMO
$60.4B
$1K ﹤0.01%
46
-234
-84% -$8.11K
IVZ icon
1018
Invesco
IVZ
$13.9B
$1K ﹤0.01%
+55
New +$1.96K
MMT
1019
Aberdeen Multi-Market Income Fund
MMT
$243M
$1K ﹤0.01%
326
-345
-51% -$2.06K
MVV icon
1020
ProShares Ultra MidCap400
MVV
$163M
$1K ﹤0.01%
72
– –
NMFC icon
1021
New Mountain Finance
NMFC
$732M
$1K ﹤0.01%
100
– –
NSA
1022
DELISTED
National Storage Affiliates Trust
NSA
$1K ﹤0.01%
+75
New +$961
ORI icon
1023
Old Republic International
ORI
$10.4B
$1K ﹤0.01%
+90
New +$1.44K
PBI icon
1024
Pitney Bowes
PBI
$2.39B
$1K ﹤0.01%
83
– –
PBR.A icon
1025
Petrobras Class A
PBR.A
$103B
$1K ﹤0.01%
330
– –
39 40
41
42 43

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TU
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NFG
Next Financial Group Houston, Texas $1.52B AUM 20.14% 1-Year Est. Return
6M
6 Meridian Wichita, Kansas $1.37B AUM 17.3% 1-Year Est. Return
RFA
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CCT
Country Club Trust Kansas City, Missouri $1.27B AUM 22.67% 1-Year Est. Return
C
ConocoPhillips Houston, Texas $1.12B AUM 103.31% 1-Year Est. Return
CC
Cassaday & Co Mclean, Virginia $1.06B AUM 17.6% 1-Year Est. Return
RM
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Carroll Financial Associates's Q3 2015 Portfolio in Review

As of Q3 2015, Carroll Financial Associates held 1,252 positions worth $451M, up 0.91% from $447M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Carroll Financial Associates deployed $19M of net new capital in Q3 2015, opening 121 new positions and adding to 384 existing holdings. Its largest new stake was PacWest Bancorp: 21,542 shares worth $926K.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Energy.

On the sell side, the largest reduction was Columbia Beyond BRICs ETF, an estimated $5.39M trimmed.

  • Carroll Financial Associates's largest Q3 2015 buy was PacWest Bancorp: 21,542 shares worth $926K.
  • Carroll Financial Associates added most to iShares MSCI USA Min Vol Factor ETF in Q3 2015, an estimated $5.52M increase.
  • Carroll Financial Associates's biggest Q3 2015 reduction was Columbia Beyond BRICs ETF, cutting an estimated $5.39M.
  • Carroll Financial Associates fully exited KRAFT FOODS GROUP INC COM STK (VA) in Q3 2015, selling an estimated $475K.
  • Carroll Financial Associates's ten largest holdings make up 42% of its $451M portfolio in Q3 2015.
  • Carroll Financial Associates opened 121 new positions and closed 84 in Q3 2015.
  • Carroll Financial Associates's portfolio value rose 0.91% quarter-over-quarter to $451M.

Based on Carroll Financial Associates's 13F filing for Q3 2015, filed 28 Oct 2015.